Dark
Light
System
Security
POWERSHARES ETF TRUST II
POWERSHARES ETF TRUST II. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 59 Institutional holders with a total value of $244,367,860.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,718,124 50,748,000 20.77%
2 UBS AG 2,173,108 40,572,000 16.60%
3 WELLS FARGO & COMPANY/MN 1,605,438 29,974,000 12.27%
4 Stratos Wealth Partners, LTD. 767,692 14,333,000 5.87%
5 BANK OF AMERICA CORP /DE/ 721,974 13,479,000 5.52%
6 Hoxton Financial, Inc. 608,362 11,358,000 4.65%
7 WealthTrust Fairport, LLC 528,220 9,862,000 4.04%
8 RAYMOND JAMES & ASSOCIATES 490,648 9,160,000 3.75%
9 GOLDMAN SACHS GROUP INC 388,650 7,256,000 2.97%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 363,237 6,782,000 2.78%
11 LPL Financial LLC 326,312 5,978,000 2.45%
12 BB&T SECURITIES, LLC 19,035 3,553,000 1.45%
13 ROYAL BANK OF CANADA 185,908 3,471,000 1.42%
14 D.A. DAVIDSON & CO. 181,611 3,390,000 1.39%
15 Financial Management Professionals, Inc. 166,525 3,109,000 1.27%
16 JPMORGAN CHASE & CO 137,337 2,564,000 1.05%
17 Robert W. Baird & Co. Inc 135,232 2,525,000 1.03% SH
18 Cambridge Investment Research Advisors, Inc. 108,192 2,020,000 0.83%
19 STEPHENS INC /AR/ 104,291 1,947,000 0.80%
20 Biondo Investment Advisors, LLC 92,194 1,721,000 0.70%
21 Prospera Financial Services Inc 88,224 1,647,000 0.67%
22 NewSquare Capital LLC 88,124 1,645,000 0.67%
23 AMERICAN INTERNATIONAL GROUP, INC. 79,596 1,486,058 0.61%
24 DEUTSCHE BANK AG\ 76,223 1,423,000 0.58%
25 AMERIPRISE FINANCIAL INC 70,211 1,311,000 0.54%
26 Janney Montgomery Scott LLC 59,061 1,102,670 0.45%
27 HighTower Advisors, LLC 52,097 973,000 0.40%
28 BLAIR WILLIAM & CO/IL 48,980 914,000 0.37%
29 ENVESTNET ASSET MANAGEMENT INC 47,091 879,000 0.36%
30 First Heartland Consultants, Inc. 43,128 805,000 0.33%
31 INVESTMENT CENTERS OF AMERICA INC 40,958 764,000 0.31%
32 Raymond James Financial Services Advisors, Inc. 39,567 739,000 0.30%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 38,354 722,000 0.30%
34 Cetera Advisor Networks LLC 37,288 698,000 0.29%
35 STIFEL FINANCIAL CORP 33,995 635,000 0.26%
36 OPPENHEIMER & CO INC 29,391 549,000 0.22%
37 Commonwealth Equity Services, Inc 28,994 541,000 0.22%
38 NATIONAL PLANNING CORP 26,006 480,000 0.20%
39 Tuttle Capital Management, LLC 24,981 465,000 0.19%
40 XPONANCE LLC 23,570 440,000 0.18%
41 HL FINANCIAL SERVICES LLC 21,711 405,000 0.17%
42 CITIGROUP INC 18,198 340,000 0.14%
43 Yorktown Management & Research Co Inc 13,200 246,000 0.10%
44 BENJAMIN F. EDWARDS & COMPANY, INC. 11,690 218,000 0.09%
45 Concert Wealth Management Inc. 11,576 215,000 0.09%
46 VSR Financial Services, Inc. 10,431 195,000 0.08%
47 Verition Fund Management LLC 10,384 194,000 0.08%
48 MSI Financial Services Inc 4,825 90,000 0.04%
49 WFG Advisors, LP 3,863 72,000 0.03%
50 Creative Planning 3,756 70,000 0.03%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.