| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ASSETMARK, INC | 1,306,195 | 65,715,000 | 76.26% | ||
| 2 | Commonwealth Equity Services, Inc | 253,670 | 12,762,000 | 14.81% | ||
| 3 | B. Riley Wealth Advisors, Inc. | 55,901 | 2,813,000 | 3.26% | ||
| 4 | Virtu KCG Holdings LLC | 36,925 | 1,858,000 | 2.16% | ||
| 5 | JANE STREET GROUP, LLC | 23,633 | 1,189,000 | 1.38% | ||
| 6 | ROYAL BANK OF CANADA | 16,143 | 812,000 | 0.94% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,536 | 681,000 | 0.79% | ||
| 8 | WFG Advisors, LP | 4,901 | 247,000 | 0.29% | ||
| 9 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,299 | 65,000 | 0.08% | ||
| 10 | MSI Financial Services Inc | 300 | 15,000 | 0.02% | ||
| 11 | Ironwood Financial, llc | 130 | 7,000 | 0.01% | ||
| 12 | Tower Research Capital LLC (TRC) | 77 | 4,000 | 0.00% | ||
| 13 | MORGAN STANLEY | 10 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
