| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ASSETMARK, INC | 910,744 | 45,255,000 | 51.83% | ||
| 2 | Commonwealth Equity Services, Inc | 380,172 | 18,891,000 | 21.63% | ||
| 3 | ENVESTNET ASSET MANAGEMENT INC | 209,121 | 10,391,000 | 11.90% | ||
| 4 | Beaumont Financial Partners, LLC | 128,625 | 6,391,000 | 7.32% | ||
| 5 | B. Riley Wealth Advisors, Inc. | 53,390 | 2,653,000 | 3.04% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 18,335 | 911,000 | 1.04% | ||
| 7 | JANE STREET GROUP, LLC | 18,010 | 895,000 | 1.03% | ||
| 8 | ROYAL BANK OF CANADA | 15,847 | 787,000 | 0.90% | ||
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 9,934 | 494,000 | 0.57% | ||
| 10 | Sigma Planning Corp | 5,532 | 275,000 | 0.31% | ||
| 11 | WFG Advisors, LP | 4,402 | 219,000 | 0.25% | ||
| 12 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 2,171 | 108,000 | 0.12% | ||
| 13 | MSI Financial Services Inc | 369 | 18,000 | 0.02% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 197 | 10,000 | 0.01% | ||
| 15 | Tower Research Capital LLC (TRC) | 170 | 8,000 | 0.01% | ||
| 16 | MORGAN STANLEY | 114 | 6,000 | 0.01% | ||
| 17 | Advisory Services Network, LLC | 33 | 2,000 | 0.00% | ||
| 18 | AUSDAL FINANCIAL PARTNERS, INC. | 47 | 2,000 | 0.00% | ||
| 19 | BlackRock Finance, Inc. | 12 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
