| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 2,690,517 | 50,286,000 | 19.04% | ||
| 2 | Invesco Ltd. | 1,812,500 | 33,876,000 | 12.83% | ||
| 3 | DEUTSCHE BANK AG\ | 1,197,375 | 22,378,000 | 8.47% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,050,785 | 19,640,000 | 7.44% | ||
| 5 | PRUDENTIAL FINANCIAL INC | 952,490 | 17,802,000 | 6.74% | ||
| 6 | MORGAN STANLEY | 775,680 | 14,498,000 | 5.49% | ||
| 7 | AXIOM INVESTORS LLC /DE | 762,300 | 14,247,000 | 5.40% | ||
| 8 | DIMENSIONAL FUND ADVISORS LP | 730,136 | 13,646,000 | 5.17% | ||
| 9 | BNP PARIBAS FINANCIAL MARKETS | 686,269 | 12,812,600 | 4.85% | ||
| 10 | FMR LLC | 616,200 | 11,517,000 | 4.36% | ||
| 11 | Neuberger Berman Group LLC | 568,598 | 10,627,000 | 4.02% | ||
| 12 | Rafferty Asset Management, LLC | 393,995 | 7,364,000 | 2.79% | ||
| 13 | BANK OF MONTREAL /CAN/ | 303,161 | 5,666,000 | 2.15% | ||
| 14 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 284,593 | 5,319,000 | 2.01% | ||
| 15 | CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | 250,000 | 4,673,000 | 1.77% | ||
| 16 | PANAGORA ASSET MANAGEMENT INC | 184,038 | 3,440,000 | 1.30% | ||
| 17 | TBP ADVISORS LTD | 150,240 | 2,808,000 | 1.06% | SH | |
| 18 | Twele Capital Management, Inc. | 100,100 | 1,871,000 | 0.71% | ||
| 19 | BlackRock Institutional Trust Company, N.A. | 87,768 | 1,640,000 | 0.62% | ||
| 20 | HSBC HOLDINGS PLC | 53,936 | 1,008,000 | 0.38% | ||
| 21 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 44,100 | 824,000 | 0.31% | Put | |
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 43,600 | 815,000 | 0.31% | Call | |
| 23 | ROYAL BANK OF CANADA | 41,452 | 775,000 | 0.29% | ||
| 24 | JPMORGAN CHASE & CO | 35,697 | 667,000 | 0.25% | ||
| 25 | NORTH STAR ASSET MANAGEMENT INC | 33,125 | 619,000 | 0.23% | ||
| 26 | Checchi Capital Advisers, LLC | 32,972 | 616,000 | 0.23% | ||
| 27 | WELLS FARGO & COMPANY/MN | 31,302 | 586,000 | 0.22% | ||
| 28 | UBS AG | 28,709 | 537,000 | 0.20% | ||
| 29 | Lattice Strategies LLC | 27,710 | 518,000 | 0.20% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,705 | 481,000 | 0.18% | ||
| 31 | GOLDMAN SACHS GROUP INC | 25,393 | 475,000 | 0.18% | ||
| 32 | LPL Financial LLC | 22,143 | 414,000 | 0.16% | ||
| 33 | RAY GERALD L & ASSOCIATES LTD | 17,730 | 331,000 | 0.13% | ||
| 34 | NOMURA HOLDINGS INC | 17,781 | 328,000 | 0.12% | ||
| 35 | CLOUGH CAPITAL PARTNERS L P | 11,416 | 213,000 | 0.08% | ||
| 36 | Greenwich Wealth Management LLC | 10,098 | 189,000 | 0.07% | ||
| 37 | OPTIMUM INVESTMENT ADVISORS | 4,950 | 93,000 | 0.04% | ||
| 38 | BESSEMER GROUP INC | 4,900 | 92,000 | 0.03% | ||
| 39 | Creative Planning | 4,000 | 75,000 | 0.03% | ||
| 40 | AMERIPRISE FINANCIAL INC | 3,204 | 60,000 | 0.02% | ||
| 41 | BOSTON PRIVATE BANK & TRUST CO | 2,600 | 49,000 | 0.02% | ||
| 42 | AMERICAN INTERNATIONAL GROUP, INC. | 2,347 | 43,865 | 0.02% | ||
| 43 | Hillsdale Investment Management Inc. | 1,600 | 30,000 | 0.01% | ||
| 44 | MYCIO WEALTH PARTNERS, LLC | 1,182 | 22,000 | 0.01% | ||
| 45 | Winslow, Evans & Crocker, Inc. | 1,106 | 20,676 | 0.01% | ||
| 46 | US BANCORP \DE\ | 960 | 18,000 | 0.01% | ||
| 47 | TRUST CO OF VERMONT | 875 | 16,000 | 0.01% | ||
| 48 | CAPTRUST FINANCIAL ADVISORS | 804 | 15,000 | 0.01% | ||
| 49 | MSI Financial Services Inc | 500 | 9,000 | 0.00% | ||
| 50 | CITIGROUP INC | 442 | 8,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
