| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 3,045,344 | 63,922,000 | 15.88% | ||
| 2 | Invesco Ltd. | 2,484,297 | 52,146,000 | 12.95% | ||
| 3 | DEUTSCHE BANK AG\ | 1,976,118 | 41,477,000 | 10.30% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,804,353 | 37,874,000 | 9.41% | ||
| 5 | PRUDENTIAL FINANCIAL INC | 1,139,590 | 23,920,000 | 5.94% | ||
| 6 | MORGAN STANLEY | 1,134,670 | 23,817,000 | 5.92% | ||
| 7 | Neuberger Berman Group LLC | 975,798 | 20,482,000 | 5.09% | ||
| 8 | CITIGROUP INC | 797,320 | 16,736,000 | 4.16% | ||
| 9 | RUSSELL FRANK CO/ | 793,612 | 16,600,000 | 4.12% | ||
| 10 | AXIOM INVESTORS LLC /DE | 762,300 | 16,001,000 | 3.97% | ||
| 11 | CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | 693,100 | 14,548,000 | 3.61% | ||
| 12 | WESTWOOD HOLDINGS GROUP INC | 609,456 | 12,792,000 | 3.18% | ||
| 13 | DIMENSIONAL FUND ADVISORS LP | 586,136 | 12,303,000 | 3.06% | ||
| 14 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 465,257 | 9,766,000 | 2.43% | ||
| 15 | FMR LLC | 414,100 | 8,692,000 | 2.16% | ||
| 16 | PANAGORA ASSET MANAGEMENT INC | 196,948 | 4,134,000 | 1.03% | ||
| 17 | UBS Group AG | 170,447 | 3,578,000 | 0.89% | ||
| 18 | TBP ADVISORS LTD | 148,465 | 3,116,000 | 0.77% | SH | |
| 19 | DRIEHAUS CAPITAL MANAGEMENT LLC | 116,282 | 2,441,000 | 0.61% | ||
| 20 | Mariner, LLC | 102,106 | 2,143,000 | 0.53% | ||
| 21 | Twele Capital Management, Inc. | 100,100 | 2,101,000 | 0.52% | ||
| 22 | CIBC WORLD MARKET INC. | 67,034 | 1,407,000 | 0.35% | ||
| 23 | WELLS FARGO & COMPANY/MN | 59,728 | 1,254,000 | 0.31% | ||
| 24 | HSBC HOLDINGS PLC | 53,692 | 1,127,000 | 0.28% | ||
| 25 | Main Management LLC | 38,590 | 810,000 | 0.20% | ||
| 26 | BARCLAYS PLC | 40,334 | 808,000 | 0.20% | ||
| 27 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 37,100 | 779,000 | 0.19% | Put | |
| 28 | NORTH STAR ASSET MANAGEMENT INC | 33,925 | 712,000 | 0.18% | ||
| 29 | ROYAL BANK OF CANADA | 33,831 | 710,000 | 0.18% | ||
| 30 | AMERIPRISE FINANCIAL INC | 32,099 | 674,000 | 0.17% | ||
| 31 | Checchi Capital Advisers, LLC | 31,695 | 665,000 | 0.17% | ||
| 32 | GOLDMAN SACHS GROUP INC | 31,518 | 662,000 | 0.16% | ||
| 33 | LPL Financial LLC | 28,908 | 607,000 | 0.15% | ||
| 34 | Lattice Strategies LLC | 26,585 | 558,000 | 0.14% | ||
| 35 | COOKSON PEIRCE & CO INC | 22,900 | 481,000 | 0.12% | SH | |
| 36 | COMERICA SECURITIES INC | 22,274 | 468,000 | 0.12% | ||
| 37 | Virtu Financial LLC | 21,734 | 456,000 | 0.11% | ||
| 38 | JPMORGAN CHASE & CO | 18,152 | 381,000 | 0.09% | ||
| 39 | RAY GERALD L & ASSOCIATES LTD | 13,330 | 280,000 | 0.07% | ||
| 40 | Concert Wealth Management Inc. | 11,044 | 232,000 | 0.06% | ||
| 41 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 10,325 | 216,000 | 0.05% | ||
| 42 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,564 | 116,000 | 0.03% | ||
| 43 | OPTIMUM INVESTMENT ADVISORS | 5,410 | 114,000 | 0.03% | ||
| 44 | MSI Financial Services Inc | 3,743 | 79,000 | 0.02% | ||
| 45 | Hillsdale Investment Management Inc. | 2,700 | 57,000 | 0.01% | ||
| 46 | BOSTON PRIVATE BANK & TRUST CO | 2,000 | 42,000 | 0.01% | ||
| 47 | BANK OF MONTREAL /CAN/ | 2,000 | 42,000 | 0.01% | ||
| 48 | US BANCORP \DE\ | 1,847 | 39,000 | 0.01% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 1,844 | 38,706 | 0.01% | ||
| 50 | Advisors Preferred, LLC | 1,816 | 38,117 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
