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POWERSHARES QQQ TRUST
POWERSHARES QQQ TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 835 Institutional holders with a total value of $33,361,351,797.
#
Manager Name
Shares
Value ($)
%
Options
Notes
651 Madden Advisory Services, Inc. 84,758 10,062,000 0.03%
652 CIBC Private Wealth Group LLC 85,441 10,143,000 0.03%
653 VAN ECK ASSOCIATES CORP 85,554 10,157,000 0.03%
654 Texas Yale Capital Corp. 86,157 10,229,000 0.03%
655 Walleye Trading LLC 87,864 10,431,000 0.03%
656 CONTINENTAL ADVISORS LLC 90,000 10,685,000 0.03% Put
657 SCHRODER INVESTMENT MANAGEMENT GROUP 92,221 10,948,000 0.03%
658 Squarepoint Ops LLC 94,603 11,231,000 0.03%
659 Compagnie Lombard Odier SCmA 94,799 11,255,000 0.03%
660 SANDLER CAPITAL MANAGEMENT 95,000 11,278,000 0.03%
661 WHITTIER TRUST CO OF NEVADA INC 95,114 11,292,000 0.03%
662 Brookstone Capital Management 98,697 11,718,000 0.04%
663 HIGHLAND CAPITAL MANAGEMENT LP 100,000 11,872,000 0.04% Put
664 GREAT AMERICAN GROUP, INC. 100,000 11,872,000 0.04% Put
665 Belmont Global Advisors, Inc. 100,000 11,872,000 0.04% Put
666 WOLVERINE ASSET MANAGEMENT LLC 100,401 11,919,000 0.04%
667 Merriman Wealth Management, LLC 103,413 12,277,000 0.04%
668 WEXFORD CAPITAL LP 106,290 12,619,000 0.04%
669 Wilmington Savings Fund Society, FSB 107,759 12,793,000 0.04%
670 King Wealth Management Group 108,024 12,824,000 0.04%
671 COMMERCE BANK 112,158 13,316,000 0.04%
672 New England Investment & Retirement Group, Inc. 112,429 13,348,000 0.04%
673 SOL Capital Management CO 112,967 13,411,000 0.04%
674 FMR LLC 115,071 13,661,000 0.04%
675 TWO SIGMA INVESTMENTS, LP 120,100 14,258,000 0.04% Call
676 TWO SIGMA INVESTMENTS, LP 120,400 14,294,000 0.04% Put
677 First Allied Advisory Services, Inc. 122,043 14,489,000 0.04%
678 Noven Financial Group, Inc. 123,436 14,654,000 0.04%
679 PEAK6 Group LLC 125,000 14,840,000 0.04% Call
680 Caprock Group, LLC 127,281 15,111,000 0.05%
681 Lowe Wealth Advisors, LLC 129,161 15,334,000 0.05%
682 MURPHY CAPITAL MANAGEMENT INC 129,288 15,349,000 0.05%
683 MARINER INDEPENDENT ADVISOR NETWORK, LLC 129,298 15,350,000 0.05%
684 UNITED CAPITAL FINANCIAL ADVISORS, LLC 130,980 15,550,000 0.05%
685 PARKER INVESTMENT MANAGEMENT, LLC 131,931 15,663,000 0.05%
686 Estate Counselors, LLC 132,710 15,755,000 0.05%
687 BOOTHBAY FUND MANAGEMENT, LLC 134,700 15,991,000 0.05% Call
688 Gramercy Funds Management LLC 140,000 16,621,000 0.05%
689 SMITH CHAS P & ASSOCIATES PA CPAS 140,695 16,703,000 0.05%
690 IFP ADVISORS, INC 142,676 16,938,000 0.05%
691 Walleye Trading LLC 142,700 16,944,000 0.05% Put
692 SII INVESTMENTS INC/WI 143,741 17,078,000 0.05%
693 MAI Capital Management 146,472 17,389,000 0.05%
694 M&T BANK CORP 146,672 17,413,000 0.05%
695 Amici Capital, LLC 1,500 17,808,000 0.05% Put
696 TWO SIGMA INVESTMENTS, LP 150,080 17,817,000 0.05%
697 BOKF, NA 150,982 17,925,000 0.05%
698 LPL Financial LLC 155,949 18,461,000 0.06%
699 CANADA LIFE ASSURANCE Co 160,870 19,092,000 0.06%
700 CUTLER GROUP LLC / CA 161,630 19,188,000 0.06%
Page 14 of 17

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.