| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ISHARES TR | 170,800 | 21,215,000 | 13.58% | Put | |
| 2 | POWERSHARES QQQ TRUST | 100,000 | 11,872,000 | 7.60% | Put | |
| 3 | VANGUARD INDEX FDS | 67,865 | 6,730,000 | 4.31% | ||
| 4 | KEMET CORP | 1,843,493 | 6,581,000 | 4.21% | ||
| 5 | PIMCO ETF TR | 49,421 | 5,012,000 | 3.21% | ||
| 6 | ATLANTIC ALLIANCE PARTNER CO | 464,828 | 4,881,000 | 3.12% | ||
| 7 | SOLAR SENIOR | 282,323 | 4,576,000 | 2.93% | ||
| 8 | VANGUARD SCOTTSDALE FDS | 42,623 | 3,433,000 | 2.20% | ||
| 9 | TELENAV INC COM | 547,297 | 3,136,000 | 2.01% | ||
| 10 | HC2 HLDGS INC COM | 564,359 | 3,075,000 | 1.97% | ||
| 11 | VANGUARD INDEX FDS | 23,235 | 3,008,000 | 1.93% | ||
| 12 | BROADWIND ENERGY INC | 616,431 | 2,712,000 | 1.74% | ||
| 13 | ISHARES TR | 15,058 | 2,625,000 | 1.68% | ||
| 14 | VANGUARD MALVERN FDS | 51,955 | 2,580,000 | 1.65% | ||
| 15 | PENNANTPARK INVT CORP | 318,282 | 2,393,000 | 1.53% | ||
| 16 | VANGUARD SCOTTSDALE FDS | 26,664 | 2,389,000 | 1.53% | ||
| 17 | PENNANTPARK FLOATING RATE CA | 179,320 | 2,372,000 | 1.52% | ||
| 18 | HP INC | 147,261 | 2,287,000 | 1.46% | ||
| 19 | MICROSOFT CORP | 36,611 | 2,109,000 | 1.35% | ||
| 20 | DIGITAL TURBINE INC | 1,969,540 | 2,068,000 | 1.32% | ||
| 21 | SPDR S&P 500 ETF TR | 8,651 | 1,871,000 | 1.20% | ||
| 22 | ISHARES | 23,502 | 1,791,000 | 1.15% | ||
| 23 | VANGUARD INDEX FDS | 15,375 | 1,712,000 | 1.10% | ||
| 24 | ISHARES TR | 56,913 | 1,706,000 | 1.09% | ||
| 25 | DOUBLELINE INCOME SOLUTIONS | 86,521 | 1,657,000 | 1.06% | ||
| 26 | VANGUARD INTL EQUITY INDEX F | 41,376 | 1,557,000 | 1.00% | ||
| 27 | HEWLETT PACKARD ENTERPRISE C | 65,812 | 1,497,000 | 0.96% | ||
| 28 | ISHARES TR | 25,282 | 1,495,000 | 0.96% | ||
| 29 | ISHARES TR NEW YORK MUN ETF | 12,144 | 1,385,000 | 0.89% | ||
| 30 | ISHARES TR | 11,170 | 1,376,000 | 0.88% | ||
| 31 | WESTPORT FUEL SYSTEMS INC | 850,000 | 1,369,000 | 0.88% | ||
| 32 | VANGUARD SPECIALIZED FUNDS | 16,080 | 1,350,000 | 0.86% | ||
| 33 | ISHARES TR | 10,516 | 1,233,000 | 0.79% | ||
| 34 | ARES CAPITAL CORP | 76,778 | 1,190,000 | 0.76% | ||
| 35 | APPLE INC | 10,373 | 1,173,000 | 0.75% | ||
| 36 | POWERSHARES QQQ TRUST | 9,665 | 1,147,000 | 0.73% | ||
| 37 | ISHARES TR | 12,945 | 1,109,000 | 0.71% | ||
| 38 | NETLIST INC | 731,000 | 906,000 | 0.58% | ||
| 39 | ISHARES TR | 19,698 | 895,000 | 0.57% | ||
| 40 | APOLLO SR FLOATING RATE FD INC COM | 49,893 | 845,000 | 0.54% | ||
| 41 | SPDR INDEX SHS FDS | 21,468 | 840,000 | 0.54% | ||
| 42 | VANGUARD LG-TERM COR BD ETF | 8,464 | 810,000 | 0.52% | ||
| 43 | MORGAN STANLEY | 25,000 | 802,000 | 0.51% | Put | |
| 44 | ISHARES TR | 7,020 | 792,000 | 0.51% | ||
| 45 | GOLDMAN SACHS MLP INC OPP FD | 79,899 | 759,000 | 0.49% | ||
| 46 | GARRISON CAP INC | 73,155 | 741,000 | 0.47% | ||
| 47 | AETNA INC NEW | 6,000 | 693,000 | 0.44% | ||
| 48 | PIMCO ETF TR | 6,813 | 688,000 | 0.44% | ||
| 49 | SPDR DOW JONES INDL AVRG ETF | 3,711 | 678,000 | 0.43% | ||
| 50 | COHEN & STEERS LTD DUR PFD INC COM | 26,508 | 666,000 | 0.43% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001615774-16-008383, filed 2016.11.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
