| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 2,131,223 | 58,525,000 | 11.53% | ||
| 2 | Invesco Ltd. | 2,034,300 | 55,862,000 | 11.00% | ||
| 3 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 1,995,165 | 54,787,000 | 10.79% | ||
| 4 | Charles Schwab Investment Advisory, Inc. | 1,748,828 | 48,023,000 | 9.46% | ||
| 5 | MORGAN STANLEY | 1,048,804 | 28,801,000 | 5.67% | ||
| 6 | MILLENNIUM MANAGEMENT LLC | 1,000,000 | 27,460,000 | 5.41% | Call | |
| 7 | Orion Porfolio Solutions, LLC | 850,200 | 23,346,000 | 4.60% | ||
| 8 | PNC FINANCIAL SERVICES GROUP, INC. | 736,977 | 20,237,000 | 3.99% | ||
| 9 | WELLS FARGO & COMPANY/MN | 549,041 | 15,076,000 | 2.97% | ||
| 10 | ENVESTNET ASSET MANAGEMENT INC | 452,841 | 12,435,000 | 2.45% | ||
| 11 | QS Investors, LLC | 428,166 | 11,757,000 | 2.32% | ||
| 12 | LPL Financial LLC | 425,854 | 11,694,000 | 2.30% | ||
| 13 | UBS AG | 361,843 | 9,936,000 | 1.96% | ||
| 14 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 334,585 | 9,188,000 | 1.81% | ||
| 15 | JANE STREET GROUP, LLC | 286,534 | 7,868,000 | 1.55% | ||
| 16 | STRATEGIC WEALTH MANAGEMENT INC | 258,200 | 7,090,000 | 1.40% | ||
| 17 | STEPHENS INC /AR/ | 242,389 | 6,656,000 | 1.31% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 240,900 | 6,615,000 | 1.30% | Call | |
| 19 | Quantitative Advantage, LLC | 192,079 | 5,274,000 | 1.04% | ||
| 20 | ROYAL BANK OF CANADA | 188,669 | 5,181,000 | 1.02% | ||
| 21 | HARVARD MANAGEMENT CO INC | 188,308 | 5,171,000 | 1.02% | ||
| 22 | Estate Counselors, LLC | 164,000 | 4,503,000 | 0.89% | ||
| 23 | Evanston Investments, Inc., dba Evanston Advisors | 130,418 | 3,581,000 | 0.71% | ||
| 24 | CITIGROUP INC | 127,500 | 3,501,000 | 0.69% | Call | |
| 25 | BARCLAYS PLC | 119,591 | 3,230,000 | 0.64% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 89,263 | 2,452,000 | 0.48% | ||
| 27 | CITIGROUP INC | 84,700 | 2,326,000 | 0.46% | Put | |
| 28 | CITADEL ADVISORS LLC | 79,181 | 2,174,000 | 0.43% | ||
| 29 | BARCLAYS PLC | 76,800 | 2,074,000 | 0.41% | Call | |
| 30 | ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP | 75,000 | 2,060,000 | 0.41% | Put | |
| 31 | Quintium Advisors, LLC | 72,705 | 1,996,000 | 0.39% | ||
| 32 | GOLDMAN SACHS GROUP INC | 61,900 | 1,700,000 | 0.33% | Put | |
| 33 | Bank of New York Mellon Corp | 61,105 | 1,678,000 | 0.33% | ||
| 34 | AMERICAN CENTURY COMPANIES INC | 61,055 | 1,677,000 | 0.33% | ||
| 35 | Jefferies Group LLC | 60,500 | 1,661,000 | 0.33% | ||
| 36 | Neuberger Berman Group LLC | 55,253 | 1,517,000 | 0.30% | ||
| 37 | WELLINGTON MANAGEMENT GROUP LLP | 55,000 | 1,510,000 | 0.30% | ||
| 38 | M Holdings Securities, Inc. | 52,930 | 1,453,000 | 0.29% | ||
| 39 | Select Asset Management & Trust | 50,000 | 1,373,000 | 0.27% | ||
| 40 | Spot Trading L.L.C | 50,000 | 1,373,000 | 0.27% | Put | |
| 41 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 46,400 | 1,274,000 | 0.25% | Put | |
| 42 | ASSETMARK, INC | 43,082 | 1,183,000 | 0.23% | ||
| 43 | JPMORGAN CHASE & CO | 42,144 | 1,158,000 | 0.23% | ||
| 44 | Verition Fund Management LLC | 41,112 | 1,129,000 | 0.22% | ||
| 45 | HUNTINGTON NATIONAL BANK | 37,642 | 1,033,000 | 0.20% | PRN | |
| 46 | BARCLAYS PLC | 38,200 | 1,031,000 | 0.20% | Put | |
| 47 | WFG Advisors, LP | 36,386 | 999,000 | 0.20% | ||
| 48 | CREDIT SUISSE AG/ | 36,228 | 995,000 | 0.20% | ||
| 49 | GOLDMAN SACHS GROUP INC | 34,700 | 953,000 | 0.19% | Call | |
| 50 | Orbitronix, LP | 40,000 | 920,000 | 0.18% | Put |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
