Dark
Light
System
Security
POWERSHS DB MULTI SECT COMM
POWERSHS DB MULTI SECT COMM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 138 Institutional holders with a total value of $333,486,083.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Cambridge Investment Research Advisors, Inc. 21,441 534,000 0.16%
52 THOMPSON SIEGEL & WALMSLEY LLC 21,235 529,000 0.16%
53 OLD MISSION CAPITAL LLC 20,249 504,000 0.15%
54 BOSTON ADVISORS LLC 20,189 503,000 0.15%
55 GOLDMAN SACHS GROUP INC 18,985 473,000 0.14%
56 SYNOVUS FINANCIAL CORP 18,824 468,000 0.14%
57 PICTET BANK & TRUST Ltd 18,550 462,000 0.14%
58 Evanson Asset Management, LLC 17,321 431,000 0.13%
59 ROYAL BANK OF CANADA 16,300 406,000 0.12% Call
60 Parallax Volatility Advisers, L.P. 16,300 405,000 0.12% Call
61 JANE STREET GROUP, LLC 16,000 398,000 0.12% Put
62 Parallax Volatility Advisers, L.P. 16,000 397,000 0.12% Put
63 Walleye Trading LLC 15,678 390,000 0.12%
64 ACG Wealth 15,483 385,000 0.12%
65 NATIONAL PENN INVESTORS TRUST CO /PA 15,212 379,000 0.11%
66 UBS Group AG 14,600 363,000 0.11% Call
67 Freedom Investment Management, Inc. 14,354 357,000 0.11%
68 Walleye Trading LLC 14,100 351,000 0.11% Call
69 NORTHERN TRUST CORP 13,905 346,000 0.10%
70 HSBC HOLDINGS PLC 13,835 344,000 0.10%
71 WEATHERLY ASSET MANAGEMENT L. P. 13,613 339,000 0.10%
72 AMERICAN INTERNATIONAL GROUP, INC. 13,061 325,088 0.10%
73 Commonwealth Equity Services, Inc 12,639 315,000 0.09%
74 M&T BANK CORP 12,425 309,000 0.09%
75 HHG & Company, LLC 11,719 292,000 0.09%
76 Walleye Trading LLC 11,600 288,000 0.09% Put
77 STIFEL FINANCIAL CORP 11,176 278,000 0.08%
78 Horizon Investments, LLC 10,900 271,000 0.08%
79 FOUNDERS FINANCIAL SECURITIES LLC 10,900 271,000 0.08%
80 FIFTH THIRD BANCORP 10,400 259,000 0.08%
81 Bank of New York Mellon Corp 10,304 256,000 0.08%
82 Sigma Planning Corp 9,784 244,000 0.07%
83 MILLENNIUM MANAGEMENT LLC 9,132 227,000 0.07%
84 Dakota Wealth Management 8,658 215,000 0.06%
85 HighTower Advisors, LLC 8,344 208,000 0.06%
86 Rathbones Group PLC 8,150 203,000 0.06%
87 Creative Planning 7,802 194,000 0.06%
88 BANK OF AMERICA CORP /DE/ 7,700 192,000 0.06% Call
89 Stratos Wealth Partners, LTD. 7,619 189,637 0.06%
90 CT Financial Advisors LLC 6,945 172,861 0.05%
91 NewSquare Capital LLC 5,115 127,000 0.04%
92 AXA S.A. 5,024 125,000 0.04%
93 BANK OF AMERICA CORP /DE/ 4,700 117,000 0.04% Put
94 UBS Group AG 4,700 117,000 0.04% Put
95 DEUTSCHE BANK AG\ 4,299 107,000 0.03%
96 Parallax Volatility Advisers, L.P. 3,782 94,000 0.03%
97 Hudock, Inc. 3,725 93,000 0.03%
98 EQUITEC PROPRIETARY MARKETS, LLC 3,500 87,000 0.03%
99 WOLVERINE ASSET MANAGEMENT LLC 3,000 74,000 0.02%
100 Simplicity Solutions, LLC 2,972 73,973 0.02%
Page 2 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.