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POWERSHS DB MULTI SECT COMM
POWERSHS DB MULTI SECT COMM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 119 Institutional holders with a total value of $294,222,741.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Parallax Volatility Advisers, L.P. 16,800 372,000 0.13% Call
52 NATIONAL PENN INVESTORS TRUST CO /PA 16,651 369,000 0.13%
53 GOLDMAN SACHS GROUP INC 16,416 363,000 0.12%
54 NORTHERN TRUST CORP 15,885 352,000 0.12%
55 SIMPLEX TRADING, LLC 15,820 350,000 0.12%
56 ACG Wealth 15,483 343,000 0.12%
57 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,827 328,000 0.11%
58 THOMPSON SIEGEL & WALMSLEY LLC 14,035 311,000 0.11%
59 HSBC HOLDINGS PLC 13,835 306,000 0.10%
60 Parallax Volatility Advisers, L.P. 13,500 300,000 0.10% Put
61 WFG Advisors, LP 12,796 283,000 0.10%
62 Virtu Financial LLC 12,383 274,000 0.09%
63 Virtu KCG Holdings LLC 12,065 267,000 0.09%
64 RAYMOND JAMES & ASSOCIATES 11,705 259,000 0.09%
65 HHG & Company, LLC 11,719 259,000 0.09%
66 Commonwealth Equity Services, Inc 11,260 249,000 0.08%
67 WEATHERLY ASSET MANAGEMENT L. P. 11,213 248,000 0.08%
68 Freedom Investment Management, Inc. 11,026 244,000 0.08%
69 FIFTH THIRD BANCORP 10,400 230,000 0.08%
70 Rathbones Group PLC 9,665 214,000 0.07%
71 JANE STREET GROUP, LLC 9,300 206,000 0.07% Put
72 ASSETMARK, INC 7,658 170,000 0.06%
73 Parallax Volatility Advisers, L.P. 7,513 166,000 0.06%
74 GOLDMAN SACHS GROUP INC 7,300 162,000 0.06% Call
75 CITIGROUP INC 7,243 160,000 0.05%
76 CT Financial Advisors LLC 6,945 153,762 0.05%
77 Creative Planning 6,022 133,000 0.05%
78 AMERICAN INTERNATIONAL GROUP, INC. 5,835 129,187 0.04%
79 AXA S.A. 5,755 128,000 0.04%
80 UBS Group AG 4,700 104,000 0.04% Put
81 AMERICAFIRST CAPITAL MANAGEMENT, LLC 4,352 96,353 0.03%
82 U S GLOBAL INVESTORS INC 2,700 60,000 0.02%
83 NewSquare Capital LLC 2,355 52,000 0.02%
84 EQUITEC PROPRIETARY MARKETS, LLC 2,300 51,000 0.02%
85 GLENMEDE TRUST CO NA 2,000 44,000 0.01%
86 MARINER WEALTH ADVISORS-NYC, LLC 1,926 43,000 0.01%
87 Carroll Financial Associates, Inc. 1,900 42,000 0.01%
88 Beacon Capital Management, Inc. 1,910 42,000 0.01%
89 Regal Investment Advisors LLC 1,850 41,000 0.01%
90 Joel Isaacson & Co., LLC 1,850 41,000 0.01%
91 Hudock, Inc. 1,825 40,000 0.01%
92 TD Ameritrade Trust Co 1,800 40,000 0.01%
93 Lehman Financial Resources, Inc. 1,200 27,000 0.01%
94 MSI Financial Services Inc 1,233 27,000 0.01%
95 Walleye Trading LLC 1,100 24,000 0.01% Call
96 GUPTA WEALTH MANAGEMENT LLC 1,050 23,000 0.01%
97 Klingman & Associates, LLC 1,000 22,000 0.01%
98 Focused Wealth Management, Inc 1,000 22,000 0.01%
99 STANCORP INVESTMENT ADVISERS INC 1,000 22,000 0.01%
100 Sandy Spring Bank 885 20,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.