| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 85,840 | 2,940,000 | 58.52% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 33,079 | 1,133,000 | 22.55% | ||
| 3 | LPL Financial LLC | 26,396 | 904,000 | 17.99% | ||
| 4 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 882 | 30,000 | 0.60% | ||
| 5 | WFG Advisors, LP | 500 | 17,000 | 0.34% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
