| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 73,114 | 2,589,000 | 54.65% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 45,794 | 1,618,000 | 34.16% | ||
| 3 | NATIONAL PLANNING CORP | 12,264 | 451,000 | 9.52% | ||
| 4 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 1,162 | 41,000 | 0.87% | ||
| 5 | WFG Advisors, LP | 500 | 18,000 | 0.38% | ||
| 6 | PNC FINANCIAL SERVICES GROUP, INC. | 300 | 11,000 | 0.23% | ||
| 7 | ROYAL BANK OF CANADA | 264 | 9,000 | 0.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
