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COMPASS EMP FDS TR
COMPASS EMP FDS TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 9 Institutional holders with a total value of $10,248,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 200 7,000 0.07%
2 WFG Advisors, LP 500 18,000 0.18%
3 ADVANTAGE INVESTMENT MANAGEMENT, LLC 938 33,000 0.32%
4 ROYAL BANK OF CANADA 2,802 100,000 0.98%
5 JANE STREET GROUP, LLC 14,518 516,000 5.04%
6 NATIONAL PLANNING CORP 20,969 740,000 7.22%
7 VICTORY CAPITAL MANAGEMENT INC 26,610 948,000 9.25%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 66,039 2,355,000 22.98%
9 LPL Financial LLC 157,984 5,531,000 53.97%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.