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ETFIS SER TR I
ETFIS SER TR I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 13 Institutional holders with a total value of $4,450,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 43,135 1,439,000 32.34%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,485 950,000 21.35%
3 Virtu KCG Holdings LLC 18,961 633,000 14.22%
4 STIFEL FINANCIAL CORP 18,335 611,000 13.73%
5 LPL Financial LLC 17,149 567,000 12.74%
6 MSI Financial Services Inc 4,698 157,000 3.53%
7 Focused Wealth Management, Inc 1,000 33,000 0.74%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 670 22,000 0.49%
9 ADVISOR GROUP, INC. 543 18,000 0.40%
10 Carroll Financial Associates, Inc. 253 8,000 0.18%
11 Creative Planning 200 7,000 0.16%
12 MORGAN STANLEY 100 3,000 0.07%
13 Tower Research Capital LLC (TRC) 70 2,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.