| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Crow Point Partners, LLC | 1,230,000 | 10,123,000 | 16.59% | ||
| 2 | BHR Capital LLC | 1,057,142 | 8,795,000 | 14.41% | ||
| 3 | KENNEDY CAPITAL MANAGEMENT LLC | 899,386 | 7,483,000 | 12.26% | ||
| 4 | VANGUARD GROUP INC | 707,122 | 5,883,000 | 9.64% | ||
| 5 | DUBUQUE BANK & TRUST CO | 406,350 | 3,381,000 | 5.54% | ||
| 6 | ARDSLEY ADVISORY PARTNERS LP | 355,000 | 2,954,000 | 4.84% | ||
| 7 | Bulldog Investors, LLP | 346,550 | 2,883,000 | 4.72% | ||
| 8 | WHITEBOX ADVISORS LLC | 186,691 | 1,553,000 | 2.54% | ||
| 9 | BARD ASSOCIATES INC | 180,995 | 1,506,000 | 2.47% | ||
| 10 | State of New Jersey Common Pension Fund D | 180,000 | 1,498,000 | 2.45% | ||
| 11 | Forward Management, LLC | 170,000 | 1,414,000 | 2.32% | ||
| 12 | Orinda Asset Management LLC | 152,772 | 1,271,000 | 2.08% | ||
| 13 | RENAISSANCE TECHNOLOGIES LLC | 147,198 | 1,225,000 | 2.01% | ||
| 14 | TFS CAPITAL LLC | 136,530 | 1,136,000 | 1.86% | ||
| 15 | WFG Advisors, LP | 132,893 | 1,106,000 | 1.81% | ||
| 16 | EJF Capital LP | 125,000 | 1,040,000 | 1.70% | ||
| 17 | MENTA CAPITAL LLC | 92,774 | 772,000 | 1.27% | ||
| 18 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 57,700 | 480,000 | 0.79% | ||
| 19 | 683 Capital Management, LLC | 56,222 | 468,000 | 0.77% | ||
| 20 | Bank of New York Mellon Corp | 55,970 | 466,000 | 0.76% | ||
| 21 | GEODE CAPITAL MANAGEMENT, LLC | 53,423 | 444,000 | 0.73% | ||
| 22 | BlackRock Fund Advisors | 53,245 | 443,000 | 0.73% | ||
| 23 | MORGAN STANLEY | 50,857 | 423,000 | 0.69% | ||
| 24 | PERRITT CAPITAL MANAGEMENT INC | 50,000 | 416,000 | 0.68% | ||
| 25 | Asset Management One Co., Ltd. | 49,122 | 409,000 | 0.67% | ||
| 26 | First Allied Advisory Services, Inc. | 46,339 | 387,000 | 0.63% | ||
| 27 | NORTHERN TRUST CORP | 45,038 | 375,000 | 0.61% | ||
| 28 | BLAIR WILLIAM & CO/IL | 42,475 | 353,000 | 0.58% | ||
| 29 | OPPENHEIMER & CO INC | 39,810 | 331,000 | 0.54% | ||
| 30 | Numeric Investors LLC | 37,100 | 309,000 | 0.51% | ||
| 31 | MONTAG A & ASSOCIATES INC | 28,400 | 236,000 | 0.39% | ||
| 32 | WELLS FARGO & COMPANY/MN | 23,996 | 200,000 | 0.33% | ||
| 33 | GOLDMAN SACHS GROUP INC | 20,247 | 168,000 | 0.28% | ||
| 34 | WEDBUSH SECURITIES INC | 17,573 | 146,000 | 0.24% | ||
| 35 | B. Riley Wealth Advisors, Inc. | 17,150 | 143,000 | 0.23% | ||
| 36 | MILLENNIUM MANAGEMENT LLC | 12,846 | 107,000 | 0.18% | ||
| 37 | Sumitomo Mitsui Trust Group, Inc. | 12,806 | 107,000 | 0.18% | ||
| 38 | CITADEL ADVISORS LLC | 10,900 | 91,000 | 0.15% | ||
| 39 | Invesco Ltd. | 10,230 | 85,000 | 0.14% | ||
| 40 | Eidelman Virant Capital | 10,000 | 83,000 | 0.14% | ||
| 41 | BANK OF MONTREAL /CAN/ | 8,390 | 69,000 | 0.11% | ||
| 42 | WASHINGTON TRUST BANK | 5,000 | 42,000 | 0.07% | ||
| 43 | Independent Order of Foresters | 4,251 | 35,000 | 0.06% | ||
| 44 | QS BATTERYMARCH FINANCIAL MANAGEMENT, INC | 3,824 | 32,000 | 0.05% | ||
| 45 | METROPOLITAN LIFE INSURANCE CO/NY | 3,042 | 25,000 | 0.04% | ||
| 46 | B. Riley Wealth Management, Inc. | 3,009 | 25,000 | 0.04% | ||
| 47 | BlackRock Investment Management, LLC | 2,882 | 24,000 | 0.04% | ||
| 48 | Tower Research Capital LLC (TRC) | 1,960 | 17,000 | 0.03% | ||
| 49 | AMERIPRISE FINANCIAL INC | 1,500 | 12,000 | 0.02% | ||
| 50 | CREDIT AGRICOLE S A | 1,300 | 11,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
