| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Crow Point Partners, LLC | 1,104,200 | 11,947,000 | 16.70% | ||
| 2 | KENNEDY CAPITAL MANAGEMENT LLC | 965,322 | 10,445,000 | 14.60% | ||
| 3 | VANGUARD GROUP INC | 770,787 | 8,340,000 | 11.66% | ||
| 4 | LSV ASSET MANAGEMENT | 350,014 | 3,787,000 | 5.29% | ||
| 5 | MENTA CAPITAL LLC | 321,470 | 3,478,000 | 4.86% | ||
| 6 | WHITEBOX ADVISORS LLC | 314,024 | 3,398,000 | 4.75% | ||
| 7 | State of New Jersey Common Pension Fund D | 200,000 | 2,164,000 | 3.03% | ||
| 8 | UBS Group AG | 187,838 | 2,033,000 | 2.84% | ||
| 9 | ICM ASSET MANAGEMENT INC/WA | 178,605 | 1,933,000 | 2.70% | ||
| 10 | BARD ASSOCIATES INC | 175,445 | 1,898,000 | 2.65% | ||
| 11 | RENAISSANCE TECHNOLOGIES LLC | 152,115 | 1,646,000 | 2.30% | ||
| 12 | TFS CAPITAL LLC | 137,360 | 1,486,000 | 2.08% | ||
| 13 | Orinda Asset Management LLC | 116,945 | 1,265,000 | 1.77% | ||
| 14 | Neuberger Berman Group LLC | 106,550 | 1,153,000 | 1.61% | ||
| 15 | MORGAN STANLEY | 101,372 | 1,098,000 | 1.53% | ||
| 16 | GEODE CAPITAL MANAGEMENT, LLC | 91,407 | 989,000 | 1.38% | ||
| 17 | WFG Advisors, LP | 90,401 | 978,000 | 1.37% | ||
| 18 | Bank of New York Mellon Corp | 82,907 | 897,000 | 1.25% | ||
| 19 | First Allied Advisory Services, Inc. | 67,661 | 735,000 | 1.03% | ||
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 61,147 | 662,000 | 0.93% | ||
| 21 | EJF Capital LP | 59,100 | 639,000 | 0.89% | ||
| 22 | BlackRock Fund Advisors | 53,701 | 581,000 | 0.81% | ||
| 23 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 57,700 | 577,000 | 0.81% | ||
| 24 | Asset Management One Co., Ltd. | 50,922 | 550,000 | 0.77% | ||
| 25 | CREDIT SUISSE AG/ | 50,442 | 546,000 | 0.76% | ||
| 26 | PERRITT CAPITAL MANAGEMENT INC | 50,000 | 541,000 | 0.76% | ||
| 27 | NORTHERN TRUST CORP | 49,189 | 532,000 | 0.74% | ||
| 28 | BLAIR WILLIAM & CO/IL | 47,975 | 519,000 | 0.73% | ||
| 29 | Koshinski Asset Management, Inc. | 46,560 | 504,000 | 0.70% | ||
| 30 | PDT Partners, LLC | 46,439 | 502,000 | 0.70% | ||
| 31 | MILLENNIUM MANAGEMENT LLC | 42,625 | 461,000 | 0.64% | ||
| 32 | DEUTSCHE BANK AG\ | 40,525 | 438,000 | 0.61% | ||
| 33 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 40,173 | 435,000 | 0.61% | ||
| 34 | BlueCrest Capital Management Ltd | 40,169 | 435,000 | 0.61% | ||
| 35 | OPPENHEIMER & CO INC | 35,499 | 384,000 | 0.54% | ||
| 36 | Allianz Asset Management GmbH | 33,805 | 366,000 | 0.51% | ||
| 37 | GOLDMAN SACHS GROUP INC | 31,817 | 344,000 | 0.48% | ||
| 38 | BOOTHBAY FUND MANAGEMENT, LLC | 29,701 | 321,000 | 0.45% | ||
| 39 | PANAGORA ASSET MANAGEMENT INC | 28,812 | 312,000 | 0.44% | ||
| 40 | MONTAG A & ASSOCIATES INC | 28,400 | 307,000 | 0.43% | ||
| 41 | MURPHY CAPITAL MANAGEMENT INC | 26,000 | 281,000 | 0.39% | ||
| 42 | Investors Capital Advisory Services | 23,310 | 252,000 | 0.35% | ||
| 43 | B. Riley Wealth Advisors, Inc. | 19,805 | 215,000 | 0.30% | ||
| 44 | First City Capital Management, Inc. | 16,400 | 177,448 | 0.25% | ||
| 45 | Sumitomo Mitsui Trust Group, Inc. | 12,241 | 132,000 | 0.18% | ||
| 46 | WEDBUSH SECURITIES INC | 11,647 | 126,000 | 0.18% | ||
| 47 | ELLINGTON MANAGEMENT GROUP LLC | 11,300 | 122,000 | 0.17% | ||
| 48 | Eidelman Virant Capital | 10,000 | 108,000 | 0.15% | ||
| 49 | Invesco Ltd. | 7,944 | 86,000 | 0.12% | ||
| 50 | WELLS FARGO & COMPANY/MN | 6,299 | 68,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
