| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HIGHLAND CAPITAL MANAGEMENT LP | 424,225 | 18,250,000 | 17.87% | ||
| 2 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 330,600 | 14,222,000 | 13.93% | Call | |
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 321,700 | 13,840,000 | 13.55% | Put | |
| 4 | Healthcare Value Capital, LLC | 300,000 | 12,906,000 | 12.64% | Call | |
| 5 | Virtu Financial LLC | 170,954 | 7,354,000 | 7.20% | ||
| 6 | GOLDMAN SACHS GROUP INC | 133,072 | 5,725,000 | 5.61% | ||
| 7 | BRIGHTFIELD CAPITAL MANAGEMENT LLC | 115,000 | 4,947,000 | 4.84% | ||
| 8 | Quantum Capital Management, LLC / NJ | 78,972 | 3,397,000 | 3.33% | ||
| 9 | TWO SIGMA INVESTMENTS, LP | 63,500 | 2,732,000 | 2.68% | ||
| 10 | ROYAL BANK OF CANADA | 51,936 | 2,234,000 | 2.19% | ||
| 11 | ADVENT CAPITAL MANAGEMENT /DE/ | 50,000 | 2,151,000 | 2.11% | ||
| 12 | LPL Financial LLC | 38,733 | 1,666,000 | 1.63% | ||
| 13 | Timber Hill LLC | 37,961 | 1,633,000 | 1.60% | ||
| 14 | LEAVELL INVESTMENT MANAGEMENT, INC. | 29,075 | 1,251,000 | 1.23% | ||
| 15 | JANE STREET GROUP, LLC | 26,200 | 1,127,000 | 1.10% | Put | |
| 16 | Healthcare Value Capital, LLC | 25,000 | 1,076,000 | 1.05% | ||
| 17 | Roaring Blue Lion Capital Management, L.P. | 20,740 | 892,000 | 0.87% | ||
| 18 | QCM Cayman, Ltd. | 19,147 | 824,000 | 0.81% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,443 | 751,000 | 0.74% | ||
| 20 | JANE STREET GROUP, LLC | 16,575 | 713,000 | 0.70% | Call | |
| 21 | IndexIQ Advisors LLC | 16,396 | 705,000 | 0.69% | ||
| 22 | Hillsdale Investment Management Inc. | 15,425 | 664,000 | 0.65% | ||
| 23 | MORGAN STANLEY | 15,220 | 655,000 | 0.64% | ||
| 24 | BARCLAYS PLC | 10,575 | 455,000 | 0.45% | Call | |
| 25 | CMT TRADING LLC | 8,861 | 381,000 | 0.37% | ||
| 26 | CADENCE CAPITAL MANAGEMENT LLC | 7,550 | 325,000 | 0.32% | ||
| 27 | BANK OF AMERICA CORP /DE/ | 4,076 | 175,000 | 0.17% | ||
| 28 | WFG Advisors, LP | 3,945 | 170,000 | 0.17% | ||
| 29 | BARCLAYS PLC | 3,469 | 149,000 | 0.15% | ||
| 30 | CITIGROUP INC | 3,018 | 130,000 | 0.13% | ||
| 31 | CITADEL ADVISORS LLC | 2,916 | 125,000 | 0.12% | ||
| 32 | BARCLAYS PLC | 2,775 | 119,000 | 0.12% | Put | |
| 33 | UBS AG | 2,000 | 86,000 | 0.08% | Call | |
| 34 | THOMPSON DAVIS & CO., INC. | 1,500 | 65,000 | 0.06% | ||
| 35 | Tower Research Capital LLC (TRC) | 1,325 | 57,000 | 0.06% | ||
| 36 | Walleye Trading LLC | 1,100 | 48,000 | 0.05% | Call | |
| 37 | WOLVERINE ASSET MANAGEMENT LLC | 950 | 40,000 | 0.04% | ||
| 38 | UBS AG | 792 | 34,000 | 0.03% | ||
| 39 | UBS AG | 300 | 13,000 | 0.01% | Put | |
| 40 | New Harbor Financial Group, LLC | 300 | 13,000 | 0.01% | ||
| 41 | Edge Wealth Management LLC | 177 | 8,000 | 0.01% | ||
| 42 | FIRST MANHATTAN CO. LLC. | 129 | 5,000 | 0.00% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 32 | 1,000 | 0.00% | ||
| 44 | AMERIPRISE FINANCIAL INC | 34 | 1,000 | 0.00% | ||
| 45 | Walleye Trading LLC | 25 | 1,000 | 0.00% | Put | |
| 46 | CANADA LIFE ASSURANCE Co | 14 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
