| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Healthcare Value Capital, LLC | 200,000 | 7,120,000 | 18.05% | ||
| 2 | BRIGHTFIELD CAPITAL MANAGEMENT LLC | 180,000 | 6,408,000 | 16.25% | ||
| 3 | Virtu Financial LLC | 160,618 | 5,720,000 | 14.50% | ||
| 4 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 114,200 | 4,067,000 | 10.31% | Put | |
| 5 | Tower Research Capital LLC (TRC) | 97,009 | 3,453,000 | 8.75% | ||
| 6 | JANE STREET GROUP, LLC | 78,700 | 2,802,000 | 7.10% | Call | |
| 7 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 52,200 | 1,859,000 | 4.71% | Call | |
| 8 | LPL Financial LLC | 38,050 | 1,356,000 | 3.44% | ||
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 36,263 | 1,291,000 | 3.27% | ||
| 10 | QCM Cayman, Ltd. | 22,431 | 799,000 | 2.03% | ||
| 11 | ROYAL BANK OF CANADA | 21,983 | 783,000 | 1.99% | ||
| 12 | Timber Hill LLC | 17,267 | 615,000 | 1.56% | ||
| 13 | IndexIQ Advisors LLC | 12,561 | 447,000 | 1.13% | ||
| 14 | GOLDMAN SACHS GROUP INC | 12,425 | 442,000 | 1.12% | ||
| 15 | JANE STREET GROUP, LLC | 11,575 | 412,000 | 1.04% | ||
| 16 | MORGAN STANLEY | 11,274 | 403,000 | 1.02% | ||
| 17 | CMT TRADING LLC | 8,041 | 286,000 | 0.73% | SH | |
| 18 | BARCLAYS PLC | 6,700 | 235,000 | 0.60% | Put | |
| 19 | BARCLAYS PLC | 6,000 | 210,000 | 0.53% | Call | |
| 20 | BARCLAYS PLC | 4,992 | 175,000 | 0.44% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 4,076 | 146,000 | 0.37% | ||
| 22 | WFG Advisors, LP | 3,900 | 139,000 | 0.35% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,100 | 75,000 | 0.19% | ||
| 24 | UBS Group AG | 2,000 | 71,000 | 0.18% | Call | |
| 25 | TORONTO DOMINION BANK | 1,500 | 53,000 | 0.13% | ||
| 26 | SYNOVUS FINANCIAL CORP | 1,298 | 46,000 | 0.12% | ||
| 27 | Walleye Trading LLC | 400 | 15,000 | 0.04% | Call | |
| 28 | Edge Wealth Management LLC | 177 | 6,000 | 0.02% | ||
| 29 | SEI INVESTMENTS CO | 169 | 5,000 | 0.01% | ||
| 30 | FIRST MANHATTAN CO. LLC. | 129 | 4,000 | 0.01% | ||
| 31 | CANADA LIFE ASSURANCE Co | 14 | 1,000 | 0.00% | ||
| 32 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
