| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ENVESTNET ASSET MANAGEMENT INC | 11,528 | 1,295,000 | 28.45% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,809 | 877,000 | 19.26% | ||
| 3 | AMERICAN INTERNATIONAL GROUP, INC. | 7,681 | 863,000 | 18.96% | ||
| 4 | GOLDMAN SACHS GROUP INC | 4,395 | 494,000 | 10.85% | ||
| 5 | LPL Financial LLC | 3,494 | 389,000 | 8.54% | ||
| 6 | JANE STREET GROUP, LLC | 3,214 | 361,000 | 7.93% | ||
| 7 | RISK PARADIGM GROUP, LLC | 1,742 | 195,637 | 4.30% | ||
| 8 | UBS Group AG | 694 | 78,000 | 1.71% | ||
| 9 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 10 | WELLS FARGO & COMPANY/MN | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.