| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ENVESTNET ASSET MANAGEMENT INC | 22,456 | 874,000 | 26.64% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 18,703 | 727,000 | 22.16% | ||
| 3 | ADVISOR GROUP, INC. | 16,285 | 634,000 | 19.32% | ||
| 4 | GOLDMAN SACHS GROUP INC | 14,591 | 568,000 | 17.31% | ||
| 5 | CITADEL ADVISORS LLC | 8,638 | 336,000 | 10.24% | ||
| 6 | UBS Group AG | 1,832 | 71,000 | 2.16% | ||
| 7 | RISK PARADIGM GROUP, LLC | 1,818 | 70,732 | 2.16% | ||
| 8 | Parallax Volatility Advisers, L.P. | 3 | 0 | 0.00% | ||
| 9 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.