| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 585,630 | 4,773,000 | 21.94% | ||
| 2 | Saba Capital Management, L.P. | 494,721 | 4,032,000 | 18.54% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 384,315 | 3,131,000 | 14.40% | ||
| 4 | MORGAN STANLEY | 350,903 | 2,860,000 | 13.15% | ||
| 5 | Thomas J. Herzfeld Advisors, Inc. | 181,034 | 1,475,000 | 6.78% | ||
| 6 | WELLS FARGO & COMPANY/MN | 153,322 | 1,249,000 | 5.74% | ||
| 7 | Karpus Management, Inc. | 125,828 | 1,025,000 | 4.71% | ||
| 8 | AQR ARBITRAGE LLC | 81,230 | 662,000 | 3.04% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 43,840 | 357,000 | 1.64% | ||
| 10 | Texan Capital Management | 57,350 | 302,000 | 1.39% | ||
| 11 | Shaker Financial Services, LLC | 31,982 | 261,000 | 1.20% | ||
| 12 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 28,860 | 235,000 | 1.08% | ||
| 13 | CREDIT SUISSE AG/ | 23,417 | 191,000 | 0.88% | ||
| 14 | UBS Group AG | 19,489 | 158,000 | 0.73% | ||
| 15 | Curi Capital, LLC | 17,464 | 142,000 | 0.65% | ||
| 16 | ProVise Management Group, LLC | 16,708 | 136,000 | 0.63% | ||
| 17 | MERIDIAN INVESTMENT COUNSEL INC. | 14,050 | 115,000 | 0.53% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 13,500 | 109,000 | 0.50% | ||
| 19 | Clear Harbor Asset Management, LLC | 12,900 | 105,000 | 0.48% | ||
| 20 | Virtu KCG Holdings LLC | 11,506 | 94,000 | 0.43% | ||
| 21 | WOLVERINE ASSET MANAGEMENT LLC | 11,481 | 93,000 | 0.43% | ||
| 22 | AMERICAN INTERNATIONAL GROUP, INC. | 5,464 | 44,532 | 0.20% | ||
| 23 | SIGNATUREFD, LLC | 4,764 | 39,000 | 0.18% | ||
| 24 | CITIGROUP INC | 4,647 | 38,000 | 0.17% | ||
| 25 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2,670 | 21,000 | 0.10% | ||
| 26 | FIFTH THIRD BANCORP | 2,224 | 18,000 | 0.08% | ||
| 27 | SEARLE & CO. | 2,067 | 16,000 | 0.07% | ||
| 28 | KANALY TRUST CO | 2,000 | 16,000 | 0.07% | ||
| 29 | Bartlett & Co. LLC | 1,939 | 16,000 | 0.07% | ||
| 30 | THRIVENT FINANCIAL FOR LUTHERANS | 1,000 | 8,000 | 0.04% | ||
| 31 | Klingman & Associates, LLC | 767 | 6,000 | 0.03% | ||
| 32 | Clean Yield Group | 750 | 6,000 | 0.03% | ||
| 33 | US BANCORP \DE\ | 700 | 6,000 | 0.03% | ||
| 34 | Apriem Advisors | 748 | 6,000 | 0.03% | ||
| 35 | ROYAL BANK OF CANADA | 540 | 4,000 | 0.02% | ||
| 36 | Creative Planning | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
