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PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108
PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 38 Institutional holders with a total value of $27,993,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Bulldog Investors, LLP 1,207,014 9,898,000 35.36%
2 Advisors Asset Management, Inc. 632,793 5,195,000 18.56%
3 GUGGENHEIM CAPITAL LLC 432,255 3,549,000 12.68%
4 MORGAN STANLEY 343,442 2,816,000 10.06%
5 Saba Capital Management, L.P. 324,901 2,667,000 9.53%
6 WELLS FARGO & COMPANY/MN 76,567 628,000 2.24%
7 Invesco Ltd. 64,458 529,000 1.89%
8 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 57,008 467,000 1.67%
9 BANK OF AMERICA CORP /DE/ 30,266 249,000 0.89%
10 Raymond James Financial Services Advisors, Inc. 28,503 234,000 0.84%
11 UBS Group AG 28,154 231,000 0.83%
12 Advisory Alpha, LLC 21,632 188,000 0.67%
13 INVESTMENT CENTERS OF AMERICA INC 20,211 166,000 0.59%
14 Gilman Hill Asset Management, LLC 20,000 164,000 0.59%
15 ProVise Management Group, LLC 16,708 137,000 0.49%
16 LPL Financial LLC 14,448 118,000 0.42%
17 MERIDIAN INVESTMENT COUNSEL INC. 14,050 115,000 0.41%
18 PNC FINANCIAL SERVICES GROUP, INC. 13,500 111,000 0.40%
19 Clear Harbor Asset Management, LLC 12,013 99,000 0.35%
20 Private Advisor Group, LLC 11,000 91,000 0.33%
21 Commonwealth Equity Services, Inc 10,463 86,000 0.31%
22 Virtu KCG Holdings LLC 10,447 86,000 0.31%
23 CITIGROUP INC 2,834 23,000 0.08%
24 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2,670 22,000 0.08%
25 Thomas J. Herzfeld Advisors, Inc. 2,356 19,000 0.07%
26 BELL ROCK CAPITAL LLC 2,225 18,000 0.06%
27 Bartlett & Co. LLC 1,939 16,000 0.06%
28 KANALY TRUST CO 2,000 16,000 0.06%
29 PARALLEL ADVISORS, LLC 1,500 12,000 0.04%
30 MSI Financial Services Inc 1,442 12,000 0.04%
31 Gemmer Asset Management LLC 1,300 11,000 0.04%
32 US BANCORP \DE\ 700 6,000 0.02%
33 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 761 6,000 0.02%
34 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 352 3,000 0.01%
35 IFP ADVISORS, INC 254 2,000 0.01%
36 ADVISOR GROUP, INC. 64 1,000 0.00%
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 158 1,000 0.00%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 77 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.