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PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108
PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 41 Institutional holders with a total value of $32,134,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Bulldog Investors, LLP 1,482,158 12,850,000 39.99%
2 Advisors Asset Management, Inc. 517,989 4,491,000 13.98%
3 GUGGENHEIM CAPITAL LLC 375,731 3,257,000 10.14%
4 Saba Capital Management, L.P. 324,901 2,817,000 8.77%
5 SIT INVESTMENT ASSOCIATES INC 183,448 1,590,000 4.95%
6 MORGAN STANLEY 156,650 1,359,000 4.23%
7 WELLS FARGO & COMPANY/MN 105,065 911,000 2.84%
8 Grantham, Mayo, Van Otterloo & Co. LLC 92,832 805,000 2.51%
9 Invesco Ltd. 79,363 688,000 2.14%
10 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 59,301 487,000 1.52%
11 RIVERNORTH CAPITAL MANAGEMENT, LLC 40,009 347,000 1.08%
12 Raymond James Financial Services Advisors, Inc. 33,490 290,000 0.90%
13 AMERIPRISE FINANCIAL INC 33,200 288,000 0.90%
14 Gilman Hill Asset Management, LLC 27,500 238,000 0.74%
15 ICON ADVISERS INC/CO 27,032 234,000 0.73%
16 Advisory Alpha, LLC 24,930 216,000 0.67%
17 BANK OF AMERICA CORP /DE/ 21,976 191,000 0.59%
18 ProVise Management Group, LLC 16,708 145,000 0.45%
19 MERIDIAN INVESTMENT COUNSEL INC. 14,050 122,000 0.38%
20 UBS Group AG 13,478 117,000 0.36%
21 PNC FINANCIAL SERVICES GROUP, INC. 13,500 116,000 0.36%
22 Clear Harbor Asset Management, LLC 11,888 103,000 0.32%
23 LPL Financial LLC 11,732 102,000 0.32%
24 Commonwealth Equity Services, Inc 11,463 99,000 0.31%
25 Private Advisor Group, LLC 11,000 95,000 0.30%
26 Gemmer Asset Management LLC 3,617 31,000 0.10%
27 CITIGROUP INC 2,834 25,000 0.08%
28 Thomas J. Herzfeld Advisors, Inc. 2,356 20,000 0.06%
29 BELL ROCK CAPITAL LLC 2,225 19,000 0.06%
30 Bartlett & Co. LLC 1,939 17,000 0.05%
31 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,670 14,000 0.04%
32 PARALLEL ADVISORS, LLC 1,500 13,000 0.04%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 917 8,000 0.02%
34 Clean Yield Group 750 7,000 0.02%
35 US BANCORP \DE\ 700 6,000 0.02%
36 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 770 6,000 0.02%
37 ROYAL BANK OF CANADA 400 3,000 0.01%
38 Tower Research Capital LLC (TRC) 377 3,000 0.01%
39 IFP ADVISORS, INC 254 2,000 0.01%
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 158 1,000 0.00%
41 ADVISOR GROUP, INC. 64 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.