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PZENA INVESTMENT MGMT INC CLASS A
PZENA INVESTMENT MGMT INC CLASS A. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 72 Institutional holders with a total value of $67,019,138.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CACTI ASSET MANAGEMENT LLC 716,650 6,844,000 10.21%
2 WASATCH ADVISORS LP 589,836 5,633,000 8.41%
3 SYSTEMATIC FINANCIAL MANAGEMENT LP 550,295 5,255,000 7.84%
4 NEW YORK STATE COMMON RETIREMENT FUND 525,239 5,016,000 7.48%
5 VANGUARD GROUP INC 468,219 4,472,000 6.67%
6 PRICE T ROWE ASSOCIATES INC /MD/ 366,290 3,498,000 5.22%
7 Pier Capital, LLC 328,009 3,132,000 4.67%
8 BlackRock Fund Advisors 274,262 2,619,000 3.91%
9 RENAISSANCE TECHNOLOGIES LLC 261,000 2,493,000 3.72%
10 DIMENSIONAL FUND ADVISORS LP 211,816 2,023,000 3.02%
11 RUSSELL FRANK CO/ 201,953 1,929,000 2.88%
12 STATE STREET CORP 170,749 1,634,000 2.44%
13 NORTHERN TRUST CORP 152,322 1,454,000 2.17%
14 Teton Advisors, Inc. 150,000 1,433,000 2.14%
15 MCKINLEY CAPITAL MANAGEMENT LLC 140,779 1,344,000 2.01%
16 Employees Retirement System of Texas 122,000 1,165,000 1.74%
17 GSA CAPITAL PARTNERS LLP 118,052 1,127,000 1.68%
18 CADENCE CAPITAL MANAGEMENT LLC 112,409 1,074,000 1.60%
19 BlackRock Institutional Trust Company, N.A. 112,111 1,071,000 1.60%
20 MORGAN STANLEY 100,149 956,000 1.43%
21 DEUTSCHE BANK AG\ 94,844 904,000 1.35%
22 Bank of New York Mellon Corp 87,825 839,000 1.25%
23 MUNDER CAPITAL MANAGEMENT 81,174 775,000 1.16%
24 Hillsdale Investment Management Inc. 73,250 700,000 1.04%
25 GAMCO INVESTORS, INC. ET AL 70,037 669,000 1.00%
26 GEODE CAPITAL MANAGEMENT, LLC 65,776 628,000 0.94%
27 STRS OHIO 58,500 559,000 0.83%
28 ZACKS INVESTMENT MANAGEMENT 58,394 558,000 0.83%
29 STONERIDGE INVESTMENT PARTNERS LLC 56,457 539,000 0.80%
30 BRIDGEWAY CAPITAL MANAGEMENT, LLC 52,800 504,000 0.75%
31 TIAA CREF INVESTMENT MANAGEMENT LLC 47,998 458,000 0.68%
32 ANALYTIC INVESTORS, LLC 38,870 371,000 0.55%
33 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 38,610 369,000 0.55%
34 WHITEBOX ADVISORS LLC 37,651 360,000 0.54%
35 ALLIANCEBERNSTEIN L.P. 34,652 331,000 0.49%
36 BlackRock Investment Management, LLC 33,219 317,000 0.47%
37 GABELLI FUNDS LLC 33,000 315,000 0.47%
38 Municipal Employees' Retirement System of Michigan 32,200 308,000 0.46%
39 AQR CAPITAL MANAGEMENT LLC 29,800 285,000 0.43%
40 PARAMETRIC PORTFOLIO ASSOCIATES LLC 27,357 261,000 0.39%
41 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 23,704 227,000 0.34%
42 PRUDENTIAL FINANCIAL INC 23,258 222,000 0.33%
43 Spark Investment Management LLC 21,600 206,000 0.31%
44 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 20,885 199,000 0.30%
45 PANAGORA ASSET MANAGEMENT INC 19,838 189,000 0.28%
46 TEACHERS ADVISORS, LLC 17,707 169,000 0.25%
47 RHUMBLINE ADVISERS 16,346 156,000 0.23%
48 WELLS FARGO & COMPANY/MN 16,167 155,000 0.23%
49 UNITED CAPITAL FINANCIAL ADVISORS, LLC 15,604 149,000 0.22%
50 Quotient Investors, LLC 14,400 138,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.