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PZENA INVESTMENT MGMT INC CLASS A
PZENA INVESTMENT MGMT INC CLASS A. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 70 Institutional holders with a total value of $62,117,473.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Epoch Investment Partners, Inc. 1,106,133 8,517,000 13.71%
2 VANGUARD GROUP INC 774,541 5,964,000 9.60%
3 CACTI ASSET MANAGEMENT LLC 716,650 5,518,000 8.88%
4 RENAISSANCE TECHNOLOGIES LLC 538,300 4,145,000 6.67%
5 Brandywine Global Investment Management, LLC 491,353 3,784,000 6.09%
6 FMR LLC 413,030 3,180,000 5.12%
7 BlackRock Fund Advisors 399,933 3,079,000 4.96%
8 DEPRINCE RACE & ZOLLO INC 339,102 2,611,000 4.20%
9 DIMENSIONAL FUND ADVISORS LP 300,732 2,316,000 3.73%
10 Rock Point Advisors, LLC 273,425 2,105,000 3.39%
11 AMERIPRISE FINANCIAL INC 203,193 1,564,000 2.52%
12 EMERALD ACQUISITION LTD. 194,757 1,500,000 2.41%
13 STATE STREET CORP 192,012 1,480,000 2.38%
14 NORTHERN TRUST CORP 182,640 1,406,000 2.26%
15 Teton Advisors, Inc. 160,000 1,232,000 1.98%
16 BlackRock Institutional Trust Company, N.A. 152,442 1,174,000 1.89%
17 Nationwide Fund Advisors 108,812 838,000 1.35%
18 CADENCE CAPITAL MANAGEMENT LLC 100,553 774,000 1.25%
19 TIAA CREF INVESTMENT MANAGEMENT LLC 90,332 696,000 1.12%
20 MORGAN STANLEY 83,858 646,000 1.04%
21 GEODE CAPITAL MANAGEMENT, LLC 79,501 612,000 0.99%
22 Bank of New York Mellon Corp 72,023 555,000 0.89%
23 GAMCO INVESTORS, INC. ET AL 70,037 539,000 0.87%
24 STRS OHIO 66,900 515,000 0.83%
25 GABELLI FUNDS LLC 56,000 431,000 0.69%
26 GSA CAPITAL PARTNERS LLP 55,146 425,000 0.68%
27 BRIDGEWAY CAPITAL MANAGEMENT, LLC 52,800 407,000 0.66%
28 BlackRock Investment Management, LLC 52,232 402,000 0.65%
29 ZACKS INVESTMENT MANAGEMENT 51,321 395,000 0.64%
30 BlackRock Group LTD 46,486 358,000 0.58%
31 Hillsdale Investment Management Inc. 46,300 356,000 0.57%
32 TEACHERS ADVISORS, LLC 45,860 353,000 0.57%
33 MENTA CAPITAL LLC 37,809 291,000 0.47%
34 BARROW HANLEY MEWHINNEY & STRAUSS LLC 35,513 274,000 0.44%
35 ALLIANCEBERNSTEIN L.P. 33,932 261,000 0.42%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 32,920 254,000 0.41%
37 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 30,955 238,000 0.38%
38 LEVIN CAPITAL STRATEGIES, L.P. 26,713 205,000 0.33%
39 GOLDMAN SACHS GROUP INC 25,861 199,000 0.32%
40 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 24,210 186,000 0.30%
41 DEUTSCHE BANK AG\ 23,469 180,000 0.29%
42 MARTINGALE ASSET MANAGEMENT L P 22,909 177,000 0.28%
43 PARAMETRIC PORTFOLIO ASSOCIATES LLC 20,153 155,000 0.25%
44 JPMORGAN CHASE & CO 19,504 150,000 0.24%
45 MILLENNIUM MANAGEMENT LLC 18,962 146,000 0.24%
46 ACROSPIRE INVESTMENT MANAGEMENT LLC 18,411 142,000 0.23%
47 LOS ANGELES CAPITAL MANAGEMENT LLC 17,356 134,000 0.22%
48 Swiss National Bank 16,900 130,000 0.21%
49 RHUMBLINE ADVISERS 16,429 127,000 0.20%
50 CITADEL ADVISORS LLC 16,367 126,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.