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PZENA INVESTMENT MGMT INC CLASS A
PZENA INVESTMENT MGMT INC CLASS A. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 70 Institutional holders with a total value of $62,117,473.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 24 0 0.00%
2 SEI INVESTMENTS CO 60 0 0.00%
3 Tower Research Capital LLC (TRC) 287 2,000 0.00%
4 BARCLAYS PLC 357 2,000 0.00%
5 BNP PARIBAS FINANCIAL MARKETS 984 7,577 0.01%
6 CITIGROUP INC 1,279 10,000 0.02%
7 PANAGORA ASSET MANAGEMENT INC 1,357 10,000 0.02%
8 BlackRock Finance, Inc. 2,587 20,000 0.03%
9 FIRST QUADRANT LLC/CA 3,979 31,000 0.05%
10 WELLS FARGO & COMPANY/MN 4,000 31,000 0.05%
11 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,211 47,000 0.08%
12 ROYCE & ASSOCIATES LP 6,100 47,000 0.08%
13 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 6,905 53,000 0.09%
14 BLACKROCK ADVISORS LLC 8,336 64,000 0.10%
15 AMERICAN INTERNATIONAL GROUP, INC. 8,428 64,896 0.10%
16 Cetera Advisors LLC 11,000 84,000 0.14%
17 PRICE T ROWE ASSOCIATES INC /MD/ 11,340 87,000 0.14%
18 NEW YORK STATE COMMON RETIREMENT FUND 11,400 88,000 0.14%
19 Spark Investment Management LLC 12,500 96,000 0.15%
20 BANK OF AMERICA CORP /DE/ 15,746 121,000 0.19%
21 CITADEL ADVISORS LLC 16,367 126,000 0.20%
22 RHUMBLINE ADVISERS 16,429 127,000 0.20%
23 Swiss National Bank 16,900 130,000 0.21%
24 LOS ANGELES CAPITAL MANAGEMENT LLC 17,356 134,000 0.22%
25 ACROSPIRE INVESTMENT MANAGEMENT LLC 18,411 142,000 0.23%
26 MILLENNIUM MANAGEMENT LLC 18,962 146,000 0.24%
27 JPMORGAN CHASE & CO 19,504 150,000 0.24%
28 PARAMETRIC PORTFOLIO ASSOCIATES LLC 20,153 155,000 0.25%
29 MARTINGALE ASSET MANAGEMENT L P 22,909 177,000 0.28%
30 DEUTSCHE BANK AG\ 23,469 180,000 0.29%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 24,210 186,000 0.30%
32 GOLDMAN SACHS GROUP INC 25,861 199,000 0.32%
33 LEVIN CAPITAL STRATEGIES, L.P. 26,713 205,000 0.33%
34 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 30,955 238,000 0.38%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 32,920 254,000 0.41%
36 ALLIANCEBERNSTEIN L.P. 33,932 261,000 0.42%
37 BARROW HANLEY MEWHINNEY & STRAUSS LLC 35,513 274,000 0.44%
38 MENTA CAPITAL LLC 37,809 291,000 0.47%
39 TEACHERS ADVISORS, LLC 45,860 353,000 0.57%
40 Hillsdale Investment Management Inc. 46,300 356,000 0.57%
41 BlackRock Group LTD 46,486 358,000 0.58%
42 ZACKS INVESTMENT MANAGEMENT 51,321 395,000 0.64%
43 BlackRock Investment Management, LLC 52,232 402,000 0.65%
44 BRIDGEWAY CAPITAL MANAGEMENT, LLC 52,800 407,000 0.66%
45 GSA CAPITAL PARTNERS LLP 55,146 425,000 0.68%
46 GABELLI FUNDS LLC 56,000 431,000 0.69%
47 STRS OHIO 66,900 515,000 0.83%
48 GAMCO INVESTORS, INC. ET AL 70,037 539,000 0.87%
49 Bank of New York Mellon Corp 72,023 555,000 0.89%
50 GEODE CAPITAL MANAGEMENT, LLC 79,501 612,000 0.99%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.