Dark
Light
System
Security
PZENA INVESTMENT MGMT INC CLASS A
PZENA INVESTMENT MGMT INC CLASS A. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 70 Institutional holders with a total value of $62,117,473.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 BANK OF AMERICA CORP /DE/ 15,746 121,000 0.19%
52 Spark Investment Management LLC 12,500 96,000 0.15%
53 NEW YORK STATE COMMON RETIREMENT FUND 11,400 88,000 0.14%
54 PRICE T ROWE ASSOCIATES INC /MD/ 11,340 87,000 0.14%
55 Cetera Advisors LLC 11,000 84,000 0.14%
56 AMERICAN INTERNATIONAL GROUP, INC. 8,428 64,896 0.10%
57 BLACKROCK ADVISORS LLC 8,336 64,000 0.10%
58 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 6,905 53,000 0.09%
59 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,211 47,000 0.08%
60 ROYCE & ASSOCIATES LP 6,100 47,000 0.08%
61 WELLS FARGO & COMPANY/MN 4,000 31,000 0.05%
62 FIRST QUADRANT LLC/CA 3,979 31,000 0.05%
63 BlackRock Finance, Inc. 2,587 20,000 0.03%
64 PANAGORA ASSET MANAGEMENT INC 1,357 10,000 0.02%
65 CITIGROUP INC 1,279 10,000 0.02%
66 BNP PARIBAS FINANCIAL MARKETS 984 7,577 0.01%
67 Tower Research Capital LLC (TRC) 287 2,000 0.00%
68 BARCLAYS PLC 357 2,000 0.00%
69 UBS Group AG 24 0 0.00%
70 SEI INVESTMENTS CO 60 0 0.00%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.