| 1 |
SABBY MANAGEMENT, LLC |
3,843,873 |
1,080,000 |
62.82% |
|
|
| 2 |
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
854,323 |
255,000 |
14.83% |
|
|
| 3 |
COMMERZBANK AKTIENGESELLSCHAFT /FI |
565,483 |
159,000 |
9.25% |
|
|
| 4 |
GOLDMAN SACHS GROUP INC |
475,217 |
134,000 |
7.79% |
|
|
| 5 |
UBS Group AG |
108,311 |
30,000 |
1.75% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
38,498 |
12,000 |
0.70% |
|
|
| 7 |
SG Americas Securities, LLC |
39,818 |
11,000 |
0.64% |
|
|
| 8 |
CITADEL ADVISORS LLC |
25,368 |
8,000 |
0.47% |
|
|
| 9 |
Cypress Capital Management LLC (WY) |
14,410 |
4,049 |
0.24% |
|
|
| 10 |
CUE ADVISORY SERVICES, INC. |
14,000 |
4,000 |
0.23% |
|
|
| 11 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
13,520 |
4,000 |
0.23% |
|
|
| 12 |
TWO SIGMA SECURITIES, LLC |
11,574 |
3,000 |
0.17% |
|
|
| 13 |
Compagnie Lombard Odier SCmA |
13,700 |
3,000 |
0.17% |
|
|
| 14 |
MORGAN STANLEY |
6,231 |
2,000 |
0.12% |
|
|
| 15 |
DEUTSCHE BANK AG\ |
11,500 |
2,000 |
0.12% |
|
|
| 16 |
Creative Planning |
5,400 |
2,000 |
0.12% |
|
|
| 17 |
CITIGROUP INC |
2,262 |
1,000 |
0.06% |
|
|
| 18 |
Lombard Odier & Cie (Bahamas) Ltd |
5,000 |
1,000 |
0.06% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
1,800 |
1,000 |
0.06% |
|
|
| 20 |
US BANCORP \DE\ |
2,000 |
1,000 |
0.06% |
|
|
| 21 |
SIMPLEX TRADING, LLC |
4,700 |
1,000 |
0.06% |
|
|
| 22 |
FIFTH THIRD BANCORP |
3,289 |
1,000 |
0.06% |
|
|
| 23 |
BNP PARIBAS FINANCIAL MARKETS |
320 |
90 |
0.01% |
|
|
| 24 |
MSI Financial Services Inc |
1,000 |
0 |
0.00% |
|
|
| 25 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,010 |
0 |
0.00% |
|
|
| 26 |
ROYAL BANK OF CANADA |
1,000 |
0 |
0.00% |
|
|
| 27 |
Regal Investment Advisors LLC |
100 |
0 |
0.00% |
|
|
| 28 |
Cordasco Financial Network |
600 |
0 |
0.00% |
|
|
| 29 |
Tarbox Family Office, Inc. |
1,400 |
0 |
0.00% |
|
|
| 30 |
TORONTO DOMINION BANK |
196 |
0 |
0.00% |
|
|
| 31 |
BANK OF MONTREAL /CAN/ |
253 |
0 |
0.00% |
|
|
| 32 |
MEEDER ASSET MANAGEMENT INC |
1,000 |
0 |
0.00% |
|
|
| 33 |
HOWE & RUSLING INC |
400 |
0 |
0.00% |
|
|
| 34 |
BARCLAYS PLC |
73 |
0 |
0.00% |
|
|
