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Rcs Capital Corp
Rcs Capital Corp. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 105 Institutional holders with a total value of $667,251,317.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 GOLDMAN SACHS GROUP INC 67,685 1,524,000 0.23%
52 NEW YORK STATE COMMON RETIREMENT FUND 64,029 1,442,000 0.22%
53 STONERIDGE INVESTMENT PARTNERS LLC 58,601 1,320,000 0.20%
54 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 56,100 1,263,000 0.19%
55 WELLINGTON MANAGEMENT GROUP LLP 55,339 1,246,000 0.19%
56 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 50,360 1,135,000 0.17%
57 MAPLELANE CAPITAL, LLC 45,000 1,013,000 0.15%
58 BANK OF AMERICA CORP /DE/ 42,252 952,000 0.14%
59 DENALI ADVISORS LLC 39,700 894,000 0.13%
60 CREDIT SUISSE AG/ 38,939 877,000 0.13%
61 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 34,200 770,000 0.12%
62 PDT Partners, LLC 31,476 709,000 0.11%
63 Carroll Financial Associates, Inc. 60,000 670,000 0.10%
64 BlackRock Investment Management, LLC 27,404 617,000 0.09%
65 First Allied Advisory Services, Inc. 24,896 566,000 0.08%
66 RUSSELL FRANK CO/ 24,000 540,000 0.08%
67 Cetera Advisor Networks LLC 21,950 496,000 0.07%
68 A.R.T. Advisors, LLC 21,394 481,000 0.07%
69 FIRST TRUST ADVISORS LP 18,976 427,000 0.06%
70 Cetera Advisors LLC 18,667 421,000 0.06%
71 Cubist Systematic Strategies, LLC 18,063 407,000 0.06%
72 B. Riley Wealth Advisors, Inc. 17,944 404,000 0.06%
73 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 17,443 393,000 0.06%
74 SECOR Capital Advisors, LP 17,361 391,000 0.06%
75 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,111 385,000 0.06%
76 TUDOR INVESTMENT CORP ET AL 15,930 359,000 0.05%
77 Airain ltd 13,210 297,000 0.04%
78 ROYCE & ASSOCIATES LP 13,000 293,000 0.04%
79 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 12,797 288,000 0.04%
80 BlackRock Group LTD 12,754 286,000 0.04%
81 FNY Managed Accounts LLC 11,437 257,561 0.04%
82 Transamerica Financial Advisors, LLC 10,322 233,000 0.03%
83 Invictus RG Pte. Ltd. 8,523 192,000 0.03%
84 AMERICAN INTERNATIONAL GROUP, INC. 8,250 185,790 0.03%
85 METROPOLITAN LIFE INSURANCE CO/NY 7,863 177,000 0.03%
86 Nationwide Fund Advisors 7,250 163,000 0.02%
87 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,667 150,000 0.02%
88 PNC FINANCIAL SERVICES GROUP, INC. 6,625 149,000 0.02%
89 NEXT Financial Group, Inc 5,150 116,000 0.02%
90 BlackRock Japan Co. Ltd 5,090 115,000 0.02%
91 PANAGORA ASSET MANAGEMENT INC 4,982 112,000 0.02%
92 ALLIANCEBERNSTEIN L.P. 4,300 97,000 0.01%
93 UBS AG 3,847 86,000 0.01%
94 BARCLAYS PLC 2,463 54,000 0.01%
95 CITIGROUP INC 1,238 27,000 0.00%
96 WELLS FARGO & COMPANY/MN 939 21,000 0.00%
97 BNP PARIBAS FINANCIAL MARKETS 931 20,966 0.00%
98 AMERIPRISE FINANCIAL INC 499 11,000 0.00%
99 BlackRock Finance, Inc. 362 8,000 0.00%
100 Hartford Financial Management Inc. 303 6,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.