| 1 |
MORGAN STANLEY |
968,244 |
13,846,000 |
15.53% |
|
|
| 2 |
UBS Group AG |
769,742 |
11,007,000 |
12.34% |
|
|
| 3 |
UBS Group AG |
654,400 |
9,358,000 |
10.49% |
Put |
|
| 4 |
METROPOLITAN CAPITAL ADVISORS INC |
508,106 |
7,266,000 |
8.15% |
|
|
| 5 |
PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE |
400,000 |
5,720,000 |
6.41% |
|
|
| 6 |
Trishield Capital Management LLC |
392,980 |
5,620,000 |
6.30% |
|
|
| 7 |
Pekin Hardy Strauss, Inc. |
350,604 |
5,014,000 |
5.62% |
|
|
| 8 |
CNA FINANCIAL CORP |
307,650 |
4,399,000 |
4.93% |
|
|
| 9 |
Credit Capital Investments LLC |
256,141 |
3,663,000 |
4.11% |
|
|
| 10 |
Allianz Asset Management GmbH |
206,318 |
2,950,000 |
3.31% |
|
|
| 11 |
Overbrook Management Corp |
183,649 |
2,624,000 |
2.94% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
163,635 |
2,340,000 |
2.62% |
|
|
| 13 |
CITIGROUP INC |
162,507 |
2,323,000 |
2.60% |
|
|
| 14 |
CREDIT SUISSE AG/ |
134,185 |
1,919,000 |
2.15% |
|
|
| 15 |
GOLDMAN SACHS GROUP INC |
112,891 |
1,614,000 |
1.81% |
|
|
| 16 |
Engaged Capital LLC |
96,201 |
1,376,000 |
1.54% |
|
|
| 17 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
67,600 |
966,000 |
1.08% |
Call |
|
| 18 |
BlackRock Finance, Inc. |
66,609 |
953,000 |
1.07% |
|
|
| 19 |
Trellus Management Company, LLC |
66,600 |
952,000 |
1.07% |
|
|
| 20 |
GRUBER & MCBAINE CAPITAL MANAGEMENT LLC |
50,000 |
715,000 |
0.80% |
|
|
| 21 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
46,300 |
662,000 |
0.74% |
|
|
| 22 |
Greenwich Investment Management, Inc. |
44,333 |
633,000 |
0.71% |
|
|
| 23 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
36,709 |
525,000 |
0.59% |
|
|
| 24 |
HITE Hedge Asset Management LLC |
343 |
405,000 |
0.45% |
Call |
|
| 25 |
Sterneck Capital Management, LLC |
26,204 |
375,000 |
0.42% |
|
|
| 26 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
23,000 |
329,000 |
0.37% |
Put |
|
| 27 |
SMITH, MOORE & CO. |
20,107 |
288,000 |
0.32% |
|
|
| 28 |
GUGGENHEIM CAPITAL LLC |
17,831 |
255,000 |
0.29% |
|
|
| 29 |
Rotella Capital Management, Inc. |
17,008 |
243,000 |
0.27% |
|
PRN |
| 30 |
ROYAL BANK OF CANADA |
16,400 |
234,000 |
0.26% |
|
|
| 31 |
Bollard Group LLC |
14,721 |
211,000 |
0.24% |
|
|
| 32 |
Hilton Capital Management, LLC |
10,000 |
123,000 |
0.14% |
|
SH |
| 33 |
WELLS FARGO & COMPANY/MN |
4,003 |
57,000 |
0.06% |
|
|
| 34 |
US BANCORP \DE\ |
3,725 |
53,000 |
0.06% |
|
|
| 35 |
DEUTSCHE BANK AG\ |
3,620 |
51,000 |
0.06% |
|
|
| 36 |
PANAGORA ASSET MANAGEMENT INC |
3,035 |
43,000 |
0.05% |
|
|
| 37 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,700 |
38,610 |
0.04% |
|
|
| 38 |
PRELUDE CAPITAL MANAGEMENT, LLC |
1,200 |
17,000 |
0.02% |
|
|
| 39 |
BANK OF MONTREAL /CAN/ |
690 |
10,000 |
0.01% |
|
|
| 40 |
Tower Research Capital LLC (TRC) |
96 |
1,000 |
0.00% |
|
|
