| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 808,500 | 11,642,000 | 14.18% | Put | |
| 2 | MORGAN STANLEY | 852,488 | 9,037,000 | 11.01% | ||
| 3 | WELLS FARGO & COMPANY/MN | 812,279 | 8,610,000 | 10.49% | ||
| 4 | Allianz Asset Management GmbH | 555,768 | 5,891,000 | 7.17% | ||
| 5 | GLG Partners LP | 547,096 | 5,799,000 | 7.06% | ||
| 6 | Trishield Capital Management LLC | 518,885 | 5,500,000 | 6.70% | ||
| 7 | PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE | 515,000 | 5,459,000 | 6.65% | ||
| 8 | CREDIT SUISSE AG/ | 299,843 | 3,178,000 | 3.87% | ||
| 9 | CNA FINANCIAL CORP | 288,650 | 3,059,000 | 3.73% | ||
| 10 | CITIGROUP INC | 284,732 | 3,018,000 | 3.68% | ||
| 11 | Pekin Hardy Strauss, Inc. | 245,118 | 2,598,000 | 3.16% | ||
| 12 | Credit Capital Investments LLC | 226,434 | 2,400,000 | 2.92% | ||
| 13 | Overbrook Management Corp | 162,635 | 1,724,000 | 2.10% | ||
| 14 | JPMORGAN CHASE & CO | 148,457 | 1,573,000 | 1.92% | ||
| 15 | BARINGS LLC | 147,500 | 1,564,000 | 1.90% | ||
| 16 | PANAGORA ASSET MANAGEMENT INC | 142,751 | 1,513,000 | 1.84% | ||
| 17 | UBS Group AG | 126,787 | 1,344,000 | 1.64% | ||
| 18 | GOLDMAN SACHS GROUP INC | 120,585 | 1,278,000 | 1.56% | ||
| 19 | BlackRock Finance, Inc. | 86,768 | 920,000 | 1.12% | ||
| 20 | Jefferies Group LLC | 81,115 | 860,000 | 1.05% | ||
| 21 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 78,600 | 833,000 | 1.01% | Put | |
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 62,529 | 663,000 | 0.81% | ||
| 23 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 46,300 | 491,000 | 0.60% | ||
| 24 | Greenwich Investment Management, Inc. | 43,583 | 461,000 | 0.56% | ||
| 25 | SHEPHERD KAPLAN KROCHUK, LLC | 33,404 | 354,000 | 0.43% | ||
| 26 | Walleye Trading LLC | 25,637 | 272,000 | 0.33% | ||
| 27 | Polar Asset Management Partners Inc. | 23,785 | 252,000 | 0.31% | ||
| 28 | Spot Trading L.L.C | 20,300 | 215,000 | 0.26% | Put | |
| 29 | CUTLER GROUP LLC / CA | 19,874 | 210,000 | 0.26% | ||
| 30 | S. MUOIO & CO. LLC | 17,909 | 190,000 | 0.23% | ||
| 31 | Spot Trading L.L.C | 17,961 | 190,000 | 0.23% | ||
| 32 | Riverloft Capital Management L.P. | 16,500 | 175,000 | 0.21% | ||
| 33 | ROYAL BANK OF CANADA | 15,200 | 161,000 | 0.20% | ||
| 34 | TFS CAPITAL LLC | 13,321 | 141,000 | 0.17% | ||
| 35 | DEERE & CO | 13,064 | 138,000 | 0.17% | ||
| 36 | Global X Management CO LLC | 7,504 | 80,000 | 0.10% | ||
| 37 | BANK OF AMERICA CORP /DE/ | 6,309 | 67,000 | 0.08% | ||
| 38 | BARCLAYS PLC | 4,300 | 43,000 | 0.05% | ||
| 39 | CUTLER GROUP LLC / CA | 10,100 | 39,000 | 0.05% | Put | |
| 40 | US BANCORP \DE\ | 3,600 | 38,000 | 0.05% | ||
| 41 | Creative Planning | 2,687 | 28,000 | 0.03% | ||
| 42 | AMERICAN INTERNATIONAL GROUP, INC. | 2,700 | 28,000 | 0.03% | ||
| 43 | Bollard Group LLC | 1,452 | 15,000 | 0.02% | ||
| 44 | AUSDAL FINANCIAL PARTNERS, INC. | 1,200 | 13,000 | 0.02% | ||
| 45 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,086 | 12,000 | 0.01% | ||
| 46 | SIMPLEX TRADING, LLC | 900 | 9,000 | 0.01% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 560 | 6,000 | 0.01% | ||
| 48 | IFP ADVISORS, INC | 362 | 4,000 | 0.00% | ||
| 49 | SUMMIT SECURITIES GROUP LLC | 20 | 4,000 | 0.00% | Put | |
| 50 | BANK OF MONTREAL /CAN/ | 415 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
