| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Smith Affiliated Capital Corp. | 7,032,032 | 84,314,064 | 11.89% | PRN | |
| 2 | Allianz Asset Management GmbH | 4,167,600 | 63,651,000 | 8.98% | ||
| 3 | MORGAN STANLEY | 4,769,755 | 57,188,000 | 8.07% | ||
| 4 | Parallax Volatility Advisers, L.P. | 4,385,701 | 52,585,000 | 7.42% | ||
| 5 | CAPSTONE INVESTMENT ADVISORS, LLC | 3,228,773 | 38,712,000 | 5.46% | ||
| 6 | Polar Asset Management Partners Inc. | 2,179,845 | 26,136,000 | 3.69% | ||
| 7 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 1,957,570 | 23,471,000 | 3.31% | ||
| 8 | WELLINGTON MANAGEMENT GROUP LLP | 1,813,343 | 21,742,000 | 3.07% | ||
| 9 | LPL Financial LLC | 1,648,874 | 19,688,000 | 2.78% | ||
| 10 | ROYAL BANK OF CANADA | 1,420,598 | 17,032,000 | 2.40% | ||
| 11 | WELLS FARGO & COMPANY/MN | 1,113,842 | 13,355,000 | 1.88% | ||
| 12 | Raymond James Financial Services Advisors, Inc. | 969,600 | 11,626,000 | 1.64% | ||
| 13 | Alpine Global Management, LLC | 945,308 | 11,334,000 | 1.60% | ||
| 14 | CITIGROUP INC | 927,868 | 11,173,000 | 1.58% | ||
| 15 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 885,392 | 10,611,000 | 1.50% | ||
| 16 | CIBC Asset Management Inc | 874,900 | 10,502,000 | 1.48% | ||
| 17 | Cheviot Value Management, LLC | 860,695 | 10,320,000 | 1.46% | ||
| 18 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 737,465 | 8,842,000 | 1.25% | ||
| 19 | New Harbor Financial Group, LLC | 710,563 | 8,519,000 | 1.20% | ||
| 20 | HighTower Advisors, LLC | 706,291 | 8,476,000 | 1.20% | ||
| 21 | Fore Research & Management, LP | 689,295 | 8,264,000 | 1.17% | ||
| 22 | Evanson Asset Management, LLC | 688,649 | 8,257,000 | 1.16% | ||
| 23 | MARINER INVESTMENT GROUP LLC | 685,000 | 8,213,000 | 1.16% | ||
| 24 | Pekin Hardy Strauss, Inc. | 632,339 | 7,582,000 | 1.07% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 631,794 | 7,575,000 | 1.07% | ||
| 26 | Beaumont Financial Partners, LLC | 585,172 | 6,981,000 | 0.98% | ||
| 27 | Alberta Investment Management Corp | 431,610 | 6,720,000 | 0.95% | ||
| 28 | Neuberger Berman Group LLC | 549,374 | 6,587,000 | 0.93% | ||
| 29 | Jaffetilchin Investment Partners, LLC | 536,752 | 6,436,000 | 0.91% | ||
| 30 | Jefferies Group LLC | 475,182 | 5,697,000 | 0.80% | ||
| 31 | UBS Group AG | 438,686 | 5,260,000 | 0.74% | ||
| 32 | BANK OF AMERICA CORP /DE/ | 415,884 | 4,987,000 | 0.70% | ||
| 33 | AGF INVESTMENTS INC. | 371,200 | 4,448,000 | 0.63% | ||
| 34 | CANADA LIFE ASSURANCE Co | 351,429 | 4,210,000 | 0.59% | ||
| 35 | SCOTIA CAPITAL INC. | 307,650 | 3,687,000 | 0.52% | ||
| 36 | STIFEL FINANCIAL CORP | 294,834 | 3,535,000 | 0.50% | ||
| 37 | BAIRD FINANCIAL GROUP, INC. | 283,549 | 3,400,000 | 0.48% | ||
| 38 | EVERGREEN CAPITAL MANAGEMENT LLC | 275,040 | 3,298,000 | 0.47% | ||
| 39 | HOLLENCREST CAPITAL MANAGEMENT | 272,400 | 3,266,000 | 0.46% | ||
| 40 | Guild Investment Management, Inc. | 263,070 | 3,154,000 | 0.44% | ||
| 41 | Cetera Advisor Networks LLC | 257,439 | 3,071,000 | 0.43% | ||
| 42 | BANK OF MONTREAL /CAN/ | 253,368 | 3,038,000 | 0.43% | ||
| 43 | Merriman Wealth Management, LLC | 253,082 | 3,034,000 | 0.43% | ||
| 44 | Greylin Investment Management, Inc | 247,925 | 2,973,000 | 0.42% | ||
| 45 | BENNICAS & ASSOCIATES, INC. | 242,564 | 2,908,000 | 0.41% | ||
| 46 | Paloma Partners Management Co | 240,000 | 2,878,000 | 0.41% | ||
| 47 | BB&T SECURITIES, LLC | 209,630 | 2,513,000 | 0.35% | ||
| 48 | Private Advisor Group, LLC | 111,707 | 2,273,000 | 0.32% | ||
| 49 | Cetera Advisors LLC | 189,026 | 2,271,000 | 0.32% | ||
| 50 | OPERA TRADING CAPITAL | 188,135 | 2,255,000 | 0.32% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
