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CENTRAL FD CDA LTD
CENTRAL FD CDA LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 183 Institutional holders with a total value of $537,062,862.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Smith Affiliated Capital Corp. 5,890,247 66,500,889 12.38% PRN
2 Parallax Volatility Advisers, L.P. 4,158,543 46,950,000 8.74%
3 Allianz Asset Management GmbH 2,608,081 29,775,000 5.54%
4 MORGAN STANLEY 2,621,048 29,591,000 5.51%
5 Polar Asset Management Partners Inc. 2,191,696 24,744,000 4.61%
6 ROYAL BANK OF CANADA 1,755,597 19,820,000 3.69%
7 SPROTT INC. 1,590,750 17,960,000 3.34%
8 CITIGROUP INC 1,399,246 15,976,000 2.97%
9 CENTRAL TRUST Co 1,118,717 12,631,000 2.35%
10 LPL Financial LLC 1,037,206 12,042,000 2.24%
11 HighTower Advisors, LLC 1,064,836 12,026,000 2.24%
12 Raymond James Financial Services Advisors, Inc. 951,185 10,739,000 2.00%
13 Cheviot Value Management, LLC 884,519 9,986,000 1.86%
14 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 884,006 9,980,000 1.86%
15 WELLS FARGO & COMPANY/MN 751,780 8,488,000 1.58%
16 Evanson Asset Management, LLC 739,398 8,348,000 1.55%
17 RIVERNORTH CAPITAL MANAGEMENT, LLC 737,465 8,326,000 1.55%
18 Neuberger Berman Group LLC 689,486 7,784,000 1.45%
19 RAYMOND JAMES & ASSOCIATES 627,285 7,082,000 1.32%
20 PEAK FINANCIAL MANAGEMENT, INC. 620,680 7,007,000 1.30%
21 PHH INVESTMENTS, LTD. 7,000 7,000,000 1.30%
22 PERISCOPE CAPITAL INC. 609,438 6,947,000 1.29%
23 Beaumont Financial Partners, LLC 597,932 6,751,000 1.26%
24 BANK OF AMERICA CORP /DE/ 593,049 6,695,000 1.25%
25 Pekin Hardy Strauss, Inc. 560,260 6,393,000 1.19%
26 Jaffetilchin Investment Partners, LLC 531,016 5,995,000 1.12%
27 EVERGREEN CAPITAL MANAGEMENT LLC 429,855 4,853,000 0.90%
28 UBS Group AG 400,757 4,524,000 0.84%
29 CIBC Asset Management Inc 386,860 4,411,000 0.82%
30 Alberta Investment Management Corp 243,650 3,730,000 0.69%
31 M Holdings Securities, Inc. 313,886 3,581,000 0.67%
32 WELLINGTON MANAGEMENT GROUP LLP 300,000 3,387,000 0.63%
33 AGF INVESTMENTS INC. 299,700 3,385,000 0.63%
34 BAIRD FINANCIAL GROUP, INC. 290,032 3,274,000 0.61%
35 SCOTIA CAPITAL INC. 286,274 3,245,000 0.60%
36 Commonwealth Equity Services, Inc 277,381 3,132,000 0.58%
37 HOLLENCREST CAPITAL MANAGEMENT 272,400 3,075,000 0.57%
38 Cetera Advisor Networks LLC 268,438 3,060,000 0.57%
39 Cambridge Investment Research Advisors, Inc. 249,444 2,816,000 0.52%
40 Cannell & Co. 248,100 2,801,000 0.52%
41 BENNICAS & ASSOCIATES, INC. 233,364 2,635,000 0.49%
42 Greylin Investment Management, Inc 230,225 2,599,000 0.48%
43 Guild Investment Management, Inc. 222,242 2,509,000 0.47%
44 BB&T SECURITIES, LLC 186,580 2,106,000 0.39%
45 Fiera Capital Corp 179,730 2,046,000 0.38%
46 BANK OF MONTREAL /CAN/ 166,149 1,947,000 0.36%
47 HARVARD MANAGEMENT CO INC 170,850 1,929,000 0.36%
48 Freedom Investment Management, Inc. 169,157 1,910,000 0.36%
49 Cetera Advisors LLC 163,002 1,863,000 0.35%
50 MARATHON CAPITAL MANAGEMENT 163,775 1,849,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.