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FIRST TR EXCH TRADED FD III
FIRST TR EXCH TRADED FD III. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 13 Institutional holders with a total value of $8,502,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 275 12,000 0.14%
2 Tower Research Capital LLC (TRC) 486 21,000 0.25%
3 UBS Group AG 587 25,000 0.29%
4 MSI Financial Services Inc 900 39,000 0.46%
5 WFG Advisors, LP 1,410 60,000 0.71%
6 ROYAL BANK OF CANADA 3,549 152,000 1.79%
7 HighTower Advisors, LLC 4,878 210,000 2.47%
8 Virtu KCG Holdings LLC 16,250 692,000 8.14%
9 BANK OF AMERICA CORP /DE/ 19,102 818,000 9.62%
10 FIRST TRUST ADVISORS LP 22,963 983,000 11.56%
11 Raymond James Financial Services Advisors, Inc. 35,645 1,526,000 17.95%
12 IFC Holdings Incorporated/FL 37,535 1,608,000 18.91%
13 JANE STREET GROUP, LLC 55,044 2,356,000 27.71%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.