Dark
Light
System
Security
FIRST TR EXCH TRADED FD III
FIRST TR EXCH TRADED FD III. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 14 Institutional holders with a total value of $9,767,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 90,141 3,618,000 37.04%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 42,672 1,709,000 17.50%
3 Virtu KCG Holdings LLC 33,551 1,344,000 13.76%
4 JANE STREET GROUP, LLC 28,958 1,162,000 11.90%
5 BANK OF AMERICA CORP /DE/ 22,673 910,000 9.32%
6 SII INVESTMENTS INC/WI 7,570 304,000 3.11%
7 NATIONAL PLANNING CORP 6,554 269,000 2.75%
8 HighTower Advisors, LLC 4,986 202,000 2.07%
9 UBS Group AG 2,234 90,000 0.92%
10 ROYAL BANK OF CANADA 1,500 60,000 0.61%
11 WFG Advisors, LP 1,410 57,000 0.58%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 488 20,000 0.20%
13 MSI Financial Services Inc 442 18,000 0.18%
14 SOWELL FINANCIAL SERVICES LLC 96 4,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.