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FIRST TR EXCH TRADED FD III
FIRST TR EXCH TRADED FD III. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 14 Institutional holders with a total value of $11,925,430.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 151,806 6,417,000 53.81%
2 BANK OF AMERICA CORP /DE/ 43,156 1,824,000 15.30%
3 SNOWDEN CAPITAL ADVISORS LLC 29,511 1,247,430 10.46%
4 JANE STREET GROUP, LLC 16,116 681,000 5.71%
5 Raymond James Financial Services Advisors, Inc. 10,169 430,000 3.61%
6 HighTower Advisors, LLC 6,348 270,000 2.26%
7 SII INVESTMENTS INC/WI 6,179 261,000 2.19%
8 NATIONAL PLANNING CORP 6,089 255,000 2.14%
9 LPL Financial LLC 5,926 250,000 2.10%
10 ROYAL BANK OF CANADA 2,808 119,000 1.00%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,288 97,000 0.81%
12 WFG Advisors, LP 1,660 70,000 0.59%
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 88 4,000 0.03%
14 IFP ADVISORS, INC 11 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.