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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 13 Institutional holders with a total value of $3,273,487.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JANE STREET GROUP, LLC 42,480 1,269,000 38.77%
2 LPL Financial LLC 20,939 632,000 19.31%
3 ROYAL BANK OF CANADA 15,730 470,000 14.36%
4 BANK OF AMERICA CORP /DE/ 13,675 409,000 12.49%
5 MURPHY CAPITAL MANAGEMENT INC 11,000 328,000 10.02%
6 Creative Planning 1,600 48,000 1.47%
7 MORGAN STANLEY 1,001 30,000 0.92%
8 OPTIMUM INVESTMENT ADVISORS 990 30,000 0.92%
9 UBS Group AG 828 25,000 0.76%
10 MSI Financial Services Inc 500 15,000 0.46%
11 MassMutual Private Wealth & Trust, FSB 268 8,006 0.24%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 173 5,000 0.15%
13 AMERICAN INTERNATIONAL GROUP, INC. 150 4,481 0.14%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.