Dark
Light
System
Security
ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 26 Institutional holders with a total value of $14,010,875.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 175,112 3,838,000 27.39%
2 BANK OF AMERICA CORP /DE/ 132,568 2,906,000 20.74%
3 LPL Financial LLC 81,056 1,872,000 13.36%
4 Commonwealth Equity Services, Inc 77,600 1,701,000 12.14%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 49,802 1,092,000 7.79%
6 Virtu KCG Holdings LLC 20,456 448,000 3.20%
7 RAYMOND JAMES & ASSOCIATES 16,187 355,000 2.53%
8 WELLS FARGO & COMPANY/MN 15,731 345,000 2.46%
9 Raymond James Financial Services Advisors, Inc. 15,070 330,000 2.36%
10 CITADEL ADVISORS LLC 14,800 324,000 2.31%
11 JANE STREET GROUP, LLC 10,792 237,000 1.69%
12 UBS Group AG 5,373 117,000 0.84%
13 ROYAL BANK OF CANADA 5,013 110,000 0.79%
14 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,986 85,000 0.61%
15 AMERICAN INTERNATIONAL GROUP, INC. 2,388 52,000 0.37%
16 Creative Planning 1,880 41,000 0.29%
17 MSI Financial Services Inc 1,525 33,000 0.24%
18 IFP ADVISORS, INC 1,330 29,000 0.21%
19 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 1,250 27,000 0.19%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 958 21,000 0.15%
21 NEXT Financial Group, Inc 932 20,000 0.14%
22 CUTLER GROUP LLC / CA 770 16,000 0.11%
23 MassMutual Private Wealth & Trust, FSB 268 5,875 0.04%
24 GLENMEDE TRUST CO NA 215 4,000 0.03%
25 CUTLER GROUP LLC / CA 500 2,000 0.01% Put
26 CUTLER GROUP LLC / CA 4,300 0 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.