| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Cetera Advisor Networks LLC | 59,019 | 789,000 | 73.81% | ||
| 2 | LPL Financial LLC | 11,773 | 184,000 | 17.21% | ||
| 3 | Creative Planning | 6,987 | 93,000 | 8.70% | ||
| 4 | UBS Group AG | 200 | 3,000 | 0.28% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
