| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Cetera Advisor Networks LLC | 42,509 | 474,000 | 43.29% | ||
| 2 | LPL Financial LLC | 17,254 | 188,000 | 17.17% | ||
| 3 | JANE STREET GROUP, LLC | 16,415 | 183,000 | 16.71% | ||
| 4 | Janney Montgomery Scott LLC | 13,500 | 151,000 | 13.79% | ||
| 5 | Creative Planning | 4,987 | 56,000 | 5.11% | ||
| 6 | ROYAL BANK OF CANADA | 2,000 | 22,000 | 2.01% | ||
| 7 | UBS Group AG | 1,891 | 21,000 | 1.92% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
