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RIO TINTO PLC
RIO TINTO PLC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 292 Institutional holders with a total value of $3,075,424,018.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 AMP Capital Investors Ltd 24,200 704,000 0.02%
152 JANE STREET GROUP, LLC 23,200 676,000 0.02% Call
153 PNC FINANCIAL SERVICES GROUP, INC. 23,170 675,000 0.02%
154 BEDDOW CAPITAL MANAGEMENT INC 21,900 638,000 0.02%
155 RENAISSANCE TECHNOLOGIES LLC 21,500 626,000 0.02%
156 Geneva Advisors, LLC 21,440 624,000 0.02%
157 WELLINGTON MANAGEMENT GROUP LLP 19,908 580,000 0.02%
158 STIFEL FINANCIAL CORP 18,122 573,000 0.02%
159 BlackRock Investment Management, LLC 19,305 562,000 0.02%
160 INTEGRAL DERIVATIVES, LLC 19,100 556,000 0.02% Call
161 Commonwealth Equity Services, Inc 18,962 552,000 0.02%
162 INTEGRAL DERIVATIVES, LLC 18,616 542,000 0.02%
163 Dynamic Capital Management Ltd 18,500 539,000 0.02%
164 Walleye Trading LLC 18,100 528,000 0.02% Call
165 CUTLER GROUP LLC / CA 43,900 506,000 0.02% Put
166 Point View Wealth Management, Inc. 17,215 501,000 0.02%
167 DODGE & COX 16,640 485,000 0.02%
168 BLAIR WILLIAM & CO/IL 16,621 483,000 0.02%
169 HOWLAND CAPITAL MANAGEMENT LLC 16,265 474,000 0.02%
170 SG Americas Securities, LLC 16,100 469,000 0.02%
171 NEVILLE RODIE & SHAW INC 16,050 467,000 0.02%
172 COURIER CAPITAL LLC 15,919 464,000 0.02%
173 EDMOND DE ROTHSCHILD HOLDING S.A. 15,900 463,000 0.02%
174 DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 15,900 463,000 0.02%
175 Raymond James Financial Services Advisors, Inc. 15,853 462,000 0.02%
176 ING GROEP NV 15,700 457,000 0.01%
177 Twin Tree Management, LP 15,144 441,000 0.01%
178 AMERICAN NATIONAL INSURANCE CO 14,600 425,000 0.01%
179 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,543 423,000 0.01%
180 COMMUNITY TRUST & INVESTMENT CO 13,830 403,000 0.01%
181 RHUMBLINE ADVISERS 13,769 401,000 0.01%
182 EATON VANCE MANAGEMENT 13,637 397,000 0.01%
183 FAYEZ SAROFIM & CO 12,928 377,000 0.01%
184 PITCAIRN CO 12,950 377,000 0.01%
185 HighTower Advisors, LLC 12,656 372,000 0.01%
186 BESSEMER GROUP INC 12,582 366,000 0.01%
187 FIFTH THIRD BANCORP 11,887 346,000 0.01%
188 CoreCommodity Management, LLC 11,715 341,000 0.01%
189 Autus Asset Management, LLC 11,720 341,000 0.01%
190 KBC Group NV 11,400 332,000 0.01%
191 Moors & Cabot, Inc. 10,774 314,000 0.01%
192 SIMPLEX TRADING, LLC 10,566 307,000 0.01%
193 AR ASSET MANAGEMENT INC 10,500 306,000 0.01%
194 CULLEN/FROST BANKERS, INC. 10,407 303,000 0.01%
195 Fisher Asset Management, LLC 10,310 300,000 0.01%
196 Checchi Capital Advisers, LLC 10,202 297,000 0.01%
197 Mariner Wealth Advisors-Cincinnati, LLC 10,190 297,000 0.01%
198 BLUESTEIN R H & CO LLC 10,000 291,000 0.01%
199 D.A. DAVIDSON & CO. 9,952 289,000 0.01%
200 Creative Planning 9,803 285,000 0.01%
Page 4 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.