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RIO TINTO PLC
RIO TINTO PLC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 292 Institutional holders with a total value of $3,075,424,018.
#
Manager Name
Shares
Value ($)
%
Options
Notes
251 LS Investment Advisors, LLC 690 20,000 0.00%
252 IFP ADVISORS, INC 640 19,000 0.00%
253 EXANE DERIVATIVES 52 18,530 0.00% Call
254 THOMPSON DAVIS & CO., INC. 605 18,000 0.00%
255 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 600 17,000 0.00%
256 Tower Research Capital LLC (TRC) 587 17,000 0.00%
257 NEXT Financial Group, Inc 610 17,000 0.00%
258 PRENTISS SMITH & CO INC 600 17,000 0.00%
259 Brick & Kyle, Associates 500 15,000 0.00%
260 Compagnie Lombard Odier SCmA 500 15,000 0.00%
261 KANALY TRUST CO 490 14,000 0.00%
262 ALLEGIS INVESTMENT ADVISORS, LLC 445 13,000 0.00%
263 GUPTA WEALTH MANAGEMENT LLC 400 12,000 0.00%
264 Vantage Investment Advisors, LLC 424 12,000 0.00%
265 WHITTIER TRUST CO 393 11,000 0.00%
266 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 300 9,000 0.00%
267 REILLY FINANCIAL ADVISORS, LLC 322 9,000 0.00%
268 AlphaMark Advisors, LLC 300 9,000 0.00%
269 Whitnell & Co. 281 8,000 0.00%
270 PROFICIO CAPITAL PARTNERS LLC 256 7,000 0.00%
271 Johnson Financial Group, Inc. 255 7,000 0.00%
272 MYCIO WEALTH PARTNERS, LLC 247 7,000 0.00%
273 Burt Wealth Advisors 209 6,000 0.00%
274 Hudock, Inc. 240 6,000 0.00%
275 Chicago Partners Investment Group LLC 220 6,000 0.00%
276 WFG Advisors, LP 86 3,000 0.00%
277 CUTLER GROUP LLC / CA 39,000 3,000 0.00% Call
278 DUBUQUE BANK & TRUST CO 117 3,000 0.00%
279 THOMPSON SIEGEL & WALMSLEY LLC 100 3,000 0.00%
280 ENTERPRISE FINANCIAL SERVICES CORP 92 3,000 0.00%
281 UBS Group AG 100 3,000 0.00% Call
282 Lenox Wealth Advisors, LLC 72 2,000 0.00%
283 Kistler-Tiffany Companies, LLC 60 2,000 0.00%
284 Parkside Financial Bank & Trust 82 2,000 0.00%
285 PHYSICIANS FINANCIAL SERVICES, INC. 60 2,000 0.00%
286 COLONY GROUP LLC 75 2,000 0.00%
287 US FINANCIAL ADVISORS, LLC 34 1,000 0.00%
288 TRUST DEPARTMENT MB FINANCIAL BANK N A 38 1,000 0.00%
289 Advisory Services Network, LLC 36 1,000 0.00%
290 LAZARD ASSET MANAGEMENT LLC 19 0 0.00%
291 HAP Trading, LLC 15,500 0 0.00% Call
292 MAPLELANE CAPITAL, LLC 1 0 0.00%
Page 6 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.