Dark
Light
System
Security
ROYAL BK SCOTLAND PLC
ROYAL BK SCOTLAND PLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 21 Institutional holders with a total value of $60,094,328.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 598,946 22,050,000 36.69%
2 WELLS FARGO & COMPANY/MN 299,922 11,042,000 18.37%
3 Private Advisor Group, LLC 245,954 9,055,000 15.07%
4 LPL Financial LLC 122,334 4,504,000 7.49%
5 Janney Montgomery Scott LLC 97,395 3,585,599 5.97%
6 ROYAL BANK OF CANADA 80,311 2,957,000 4.92%
7 Raymond James Financial Services Advisors, Inc. 56,483 2,079,000 3.46%
8 AMERICAN INTERNATIONAL GROUP, INC. 43,589 1,604,729 2.67%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,612 759,000 1.26%
10 STIFEL FINANCIAL CORP 16,346 602,000 1.00%
11 AMERIPRISE FINANCIAL INC 14,892 548,000 0.91%
12 JANE STREET GROUP, LLC 7,596 280,000 0.47%
13 Commonwealth Equity Services, Inc 7,165 264,000 0.44%
14 HighTower Advisors, LLC 6,950 256,000 0.43%
15 Cambridge Investment Research Advisors, Inc. 5,800 214,000 0.36%
16 DEUTSCHE BANK AG\ 3,766 138,000 0.23%
17 WFG Advisors, LP 2,785 103,000 0.17%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 964 35,000 0.06%
19 MACROVIEW INVESTMENT MANAGEMENT LLC 465 17,000 0.03%
20 MORGAN STANLEY 40 1,000 0.00%
21 Tower Research Capital LLC (TRC) 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.