| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 254,384 | 8,903,000 | 40.83% | ||
| 2 | WELLS FARGO & COMPANY/MN | 140,333 | 4,911,000 | 22.52% | ||
| 3 | Private Advisor Group, LLC | 109,679 | 3,839,000 | 17.60% | ||
| 4 | AMERIPRISE FINANCIAL INC | 26,791 | 938,000 | 4.30% | ||
| 5 | STIFEL FINANCIAL CORP | 15,372 | 538,000 | 2.47% | ||
| 6 | Raymond James Financial Services Advisors, Inc. | 15,074 | 528,000 | 2.42% | ||
| 7 | USCA RIA LLC | 12,907 | 452,000 | 2.07% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,814 | 378,000 | 1.73% | ||
| 9 | JANE STREET GROUP, LLC | 9,522 | 333,000 | 1.53% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 7,702 | 269,570 | 1.24% | ||
| 11 | LPL Financial LLC | 7,524 | 263,000 | 1.21% | ||
| 12 | Commonwealth Equity Services, Inc | 7,075 | 248,000 | 1.14% | ||
| 13 | WFG Advisors, LP | 4,100 | 144,000 | 0.66% | ||
| 14 | PRIVATE TRUST CO NA | 1,139 | 40,000 | 0.18% | ||
| 15 | ROYAL BANK OF CANADA | 306 | 11,000 | 0.05% | ||
| 16 | Ground Swell Capital, LLC | 239 | 8,000 | 0.04% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 116 | 4,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
