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ROYAL BK SCOTLAND PLC
ROYAL BK SCOTLAND PLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 17 Institutional holders with a total value of $25,363,278.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 227,769 7,913,000 31.20%
2 WELLS FARGO & COMPANY/MN 166,768 5,793,000 22.84%
3 Private Advisor Group, LLC 111,348 3,868,000 15.25%
4 Raymond James Financial Services Advisors, Inc. 62,220 2,162,000 8.52%
5 AMERIPRISE FINANCIAL INC 29,634 1,029,000 4.06%
6 JANE STREET GROUP, LLC 26,591 924,000 3.64%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,490 642,000 2.53%
8 LPL Financial LLC 17,549 610,000 2.41%
9 Commonwealth Equity Services, Inc 16,772 583,000 2.30%
10 STIFEL FINANCIAL CORP 15,389 535,000 2.11%
11 ROYAL BANK OF CANADA 11,335 394,000 1.55%
12 USCA RIA LLC 9,672 336,000 1.32%
13 AMERICAN INTERNATIONAL GROUP, INC. 8,586 298,278 1.18%
14 First Allied Advisory Services, Inc. 6,361 221,000 0.87%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,353 47,000 0.19%
16 WFG Advisors, LP 240 8,000 0.03%
17 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.