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ROYCE MICRO CAP TR INC
ROYCE MICRO CAP TR INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 56 Institutional holders with a total value of $94,490,987.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 467 5,000 0.01%
2 Tower Research Capital LLC (TRC) 540 7,000 0.01%
3 Manchester Capital Management LLC 900 11,000 0.01%
4 Creative Planning 1,110 14,000 0.01%
5 WOLVERINE ASSET MANAGEMENT LLC 2,402 29,000 0.03%
6 D'Orazio & Associates, Inc. 2,418 30,000 0.03%
7 MUFG Americas Holdings Corp 2,663 33,000 0.03%
8 THOMPSON DAVIS & CO., INC. 3,621 44,000 0.05%
9 BANK OF MONTREAL /CAN/ 4,000 49,000 0.05%
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,974 61,000 0.06%
11 STIFEL FINANCIAL CORP 11,160 137,000 0.14%
12 MSI Financial Services Inc 11,452 140,000 0.15%
13 SHEPHERD KAPLAN KROCHUK, LLC 13,920 170,000 0.18%
14 PARAMETRIC PORTFOLIO ASSOCIATES LLC 16,486 202,000 0.21%
15 CIBC Private Wealth Group LLC 16,216 204,000 0.22%
16 USCA RIA LLC 17,056 209,000 0.22%
17 Commonwealth Equity Services, Inc 23,656 290,000 0.31%
18 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 23,861 292,000 0.31%
19 KEYBANK NATIONAL ASSOCIATION/OH 26,900 329,000 0.35%
20 NAPLES GLOBAL ADVISORS, LLC 27,970 342,000 0.36%
21 HL FINANCIAL SERVICES LLC 28,987 355,000 0.38%
22 Concert Wealth Management Inc. 29,361 358,000 0.38%
23 D.A. DAVIDSON & CO. 29,292 358,000 0.38%
24 AMERIPRISE FINANCIAL INC 34,106 417,000 0.44%
25 GRACE & WHITE INC /NY 34,407 421,000 0.45%
26 BANK OF AMERICA CORP /DE/ 37,416 458,000 0.48%
27 AMERICAN INTERNATIONAL GROUP, INC. 42,891 524,987 0.56%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 44,760 548,000 0.58%
29 ROTHSCHILD INVESTMENT LLC /IL 46,820 573,000 0.61%
30 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 47,840 586,000 0.62%
31 Parsec Financial Management, Inc. 52,454 642,000 0.68%
32 Point View Wealth Management, Inc. 52,684 645,000 0.68%
33 Cambridge Investment Research Advisors, Inc. 54,637 669,000 0.71%
34 Thomas J. Herzfeld Advisors, Inc. 56,928 697,000 0.74%
35 TFS CAPITAL LLC 58,297 714,000 0.76%
36 ROYAL BANK OF CANADA 60,296 738,000 0.78%
37 DOLIVER ADVISORS, LP 70,578 864,000 0.91%
38 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 90,592 1,109,000 1.17%
39 Mraz, Amerine & Associates, Inc. 95,486 1,169,000 1.24%
40 Shaker Financial Services, LLC 95,651 1,171,000 1.24%
41 FIRST TRUST ADVISORS LP 98,126 1,201,000 1.27%
42 First Allied Advisory Services, Inc. 101,040 1,232,000 1.30%
43 1607 Capital Partners, LLC 102,711 1,257,000 1.33%
44 VSR Financial Services, Inc. 123,473 1,511,000 1.60%
45 FCA CORP /TX 132,390 1,620,000 1.71%
46 LPL Financial LLC 155,565 1,904,000 2.02%
47 RAYMOND JAMES & ASSOCIATES 206,042 2,522,000 2.67%
48 BARD ASSOCIATES INC 238,924 2,924,000 3.09%
49 BROWN ADVISORY INC 247,911 3,035,000 3.21%
50 SG Americas Securities, LLC 277,295 3,394,000 3.59%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.