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ROYCE MICRO CAP TR INC
ROYCE MICRO CAP TR INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 60 Institutional holders with a total value of $73,789,910.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,918,810 19,341,000 26.21%
2 WELLS FARGO & COMPANY/MN 1,027,610 10,358,000 14.04%
3 UBS Group AG 645,690 6,509,000 8.82%
4 NORTH STAR ASSET MANAGEMENT INC 485,213 4,891,000 6.63%
5 Weiss Asset Management LP 335,005 3,377,000 4.58%
6 BROWN ADVISORY INC 256,262 2,583,000 3.50%
7 SG Americas Securities, LLC 249,491 2,515,000 3.41%
8 BARD ASSOCIATES INC 218,702 2,205,000 2.99%
9 Family Firm, Inc. 215,472 2,172,000 2.94%
10 FCA CORP /TX 144,667 1,458,000 1.98%
11 LPL Financial LLC 126,863 1,279,000 1.73%
12 FIDUCIARY COUNSELLING INC 124,296 1,253,000 1.70%
13 Mraz, Amerine & Associates, Inc. 117,538 1,185,000 1.61%
14 VSR Financial Services, Inc. 116,344 1,172,000 1.59%
15 DOLIVER ADVISORS, LP 90,824 915,000 1.24%
16 First Allied Advisory Services, Inc. 89,533 904,000 1.23%
17 FIRST TRUST ADVISORS LP 84,957 856,000 1.16%
18 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 83,094 838,000 1.14%
19 ROYAL BANK OF CANADA 81,511 822,000 1.11%
20 AMERICAN INTERNATIONAL GROUP, INC. 71,470 720,418 0.98%
21 Parsec Financial Management, Inc. 64,844 654,000 0.89%
22 BANK OF AMERICA CORP /DE/ 60,550 610,000 0.83%
23 ROTHSCHILD INVESTMENT LLC /IL 56,880 573,000 0.78%
24 Cambridge Investment Research Advisors, Inc. 56,464 569,000 0.77%
25 Point View Wealth Management, Inc. 51,173 516,000 0.70%
26 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 47,781 482,000 0.65%
27 RAYMOND JAMES & ASSOCIATES 47,296 477,000 0.65%
28 AMERIPRISE FINANCIAL INC 45,874 462,000 0.63%
29 GRACE & WHITE INC /NY 41,880 422,000 0.57%
30 DEUTSCHE BANK AG\ 33,897 341,000 0.46%
31 D.A. DAVIDSON & CO. 31,386 316,000 0.43%
32 Concert Wealth Management Inc. 30,925 312,000 0.42%
33 HL FINANCIAL SERVICES LLC 28,987 292,000 0.40%
34 TFS CAPITAL LLC 26,584 268,000 0.36%
35 NAPLES GLOBAL ADVISORS, LLC 25,267 255,000 0.35%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,984 232,000 0.31%
37 Commonwealth Equity Services, Inc 20,802 210,000 0.28%
38 PARAMETRIC PORTFOLIO ASSOCIATES LLC 17,807 179,000 0.24%
39 SHEPHERD KAPLAN KROCHUK, LLC 17,540 177,000 0.24%
40 USCA RIA LLC 17,056 172,000 0.23%
41 STIFEL FINANCIAL CORP 12,096 122,000 0.17%
42 Janney Montgomery Scott LLC 11,281 113,712 0.15%
43 RAYMOND JAMES TRUST N.A. 11,000 111,000 0.15%
44 Shaker Financial Services, LLC 11,000 111,000 0.15%
45 NATIONAL PLANNING CORP 7,688 75,957 0.10%
46 Glassman Wealth Services 6,170 63,000 0.09%
47 CITIGROUP INC 6,228 62,000 0.08%
48 THOMPSON DAVIS & CO., INC. 4,580 46,000 0.06%
49 MUFG Americas Holdings Corp 3,370 34,000 0.05%
50 STANCORP INVESTMENT ADVISERS INC 2,900 29,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.