Dark
Light
System
Security
RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 81 Institutional holders with a total value of $319,195,675.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 600 0 0.00% Call
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 ASSET DEDICATION, LLC 14 1,000 0.00%
4 Vantage Investment Advisors, LLC 43 2,000 0.00%
5 Burt Wealth Advisors 55 3,000 0.00%
6 INR ADVISORY SERVICES LLC 70 4,000 0.00%
7 Argentus Capital Management, LLC 89 5,000 0.00%
8 SEI INVESTMENTS CO 197 10,000 0.00%
9 Winslow, Evans & Crocker, Inc. 231 11,675 0.00%
10 NEWFOUND RESEARCH LLC 233 12,000 0.00%
11 BlackRock Finance, Inc. 332 17,000 0.01%
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 600 30,000 0.01%
13 PNC FINANCIAL SERVICES GROUP, INC. 1,250 64,000 0.02%
14 Creative Planning 1,298 66,000 0.02%
15 KRILOGY FINANCIAL LLC 1,360 69,000 0.02%
16 Sandy Spring Bank 1,380 70,000 0.02%
17 Stanford Investment Group, Inc. 2,305 116,000 0.04%
18 BRONFMAN E.L. ROTHSCHILD, L.P. 3,950 200,000 0.06%
19 KING LUTHER CAPITAL MANAGEMENT CORP 4,049 205,000 0.06%
20 Aviance Capital Partners, LLC 4,090 207,000 0.06%
21 Concert Wealth Management Inc. 4,554 231,000 0.07%
22 Regal Investment Advisors LLC 4,997 253,000 0.08%
23 STIFEL FINANCIAL CORP 5,148 260,000 0.08%
24 NATIONAL PLANNING CORP 5,289 269,000 0.08%
25 BANK OF MONTREAL /CAN/ 5,397 273,000 0.09%
26 BLAIR WILLIAM & CO/IL 5,750 290,000 0.09%
27 US BANCORP \DE\ 6,020 304,000 0.10%
28 Advisory Services Network, LLC 6,326 320,000 0.10%
29 Kovack Advisors, Inc. 6,584 333,000 0.10%
30 Vontobel Swiss Wealth Advisors AG 6,785 343,000 0.11%
31 AMERICAN INTERNATIONAL GROUP, INC. 6,965 353,000 0.11%
32 Evanson Asset Management, LLC 7,149 361,000 0.11%
33 JPMORGAN CHASE & CO 7,583 383,000 0.12%
34 J.P. Morgan Private Wealth Advisors LLC 7,916 400,000 0.13%
35 Geneva Advisors, LLC 8,227 416,000 0.13%
36 SIGNATUREFD, LLC 8,262 418,000 0.13%
37 IFP ADVISORS, INC 8,811 445,000 0.14%
38 TIEDEMANN ADVISORS, LLC 9,080 459,000 0.14%
39 Virtu KCG Holdings LLC 9,148 462,000 0.14%
40 PEDDOCK CAPITAL ADVISORS, LLC 11,900 601,000 0.19%
41 TIEDEMANN TRUST CO 12,573 635,000 0.20%
42 BB&T SECURITIES, LLC 13,504 682,000 0.21%
43 ALESCO ADVISORS LLC 13,532 684,000 0.21%
44 Cambridge Investment Research Advisors, Inc. 14,502 733,000 0.23%
45 Virtu Financial LLC 15,338 775,000 0.24%
46 CITIGROUP INC 16,267 822,000 0.26%
47 ROYAL BANK OF CANADA 18,419 931,000 0.29%
48 MSI Financial Services Inc 20,347 1,028,000 0.32%
49 IndexIQ Advisors LLC 25,203 1,275,000 0.40%
50 Transamerica Financial Advisors, LLC 32,707 1,654,000 0.52%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.