Dark
Light
System
Security
RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 102 Institutional holders with a total value of $430,059,304.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 769,343 44,306,000 10.30%
2 Orion Porfolio Solutions, LLC 653,902 37,658,000 8.76%
3 ARMBRUSTER CAPITAL MANAGEMENT, INC. 524,402 30,200,000 7.02%
4 RAYMOND JAMES & ASSOCIATES 481,390 27,723,000 6.45%
5 BANK OF AMERICA CORP /DE/ 443,596 25,547,000 5.94%
6 UBS Group AG 377,650 21,749,000 5.06%
7 WELLS FARGO & COMPANY/MN 362,407 20,871,000 4.85%
8 HighTower Advisors, LLC 273,825 15,767,000 3.67%
9 LEICHT FINANCIAL PLANNING & WEALTH MANAGEMENT, INC. 259,500 15,067,000 3.50%
10 BANK OF STOCKTON 249,558 14,372,000 3.34%
11 Stadion Money Management, LLC 235,474 13,561,000 3.15%
12 LPL Financial LLC 225,841 13,205,000 3.07%
13 Financial Architects, Inc 203,907 11,743,000 2.73%
14 AMERIPRISE FINANCIAL INC 199,555 11,495,000 2.67%
15 ENVESTNET ASSET MANAGEMENT INC 188,701 10,865,000 2.53%
16 HIGHLAND CAPITAL MANAGEMENT, LLC 164,715 9,486,000 2.21%
17 REZNY WEALTH MANAGEMENT, INC. 157,954 9,096,000 2.12%
18 PARK AVENUE SECURITIES LLC 134,944 7,890,000 1.83%
19 Raymond James Financial Services Advisors, Inc. 130,955 7,542,000 1.75%
20 Commonwealth Equity Services, Inc 117,538 6,769,000 1.57%
21 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 105,082 6,052,000 1.41%
22 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 96,865 5,578,000 1.30%
23 Advisors Preferred, LLC 92,773 5,343,000 1.24%
24 SHINE INVESTMENT ADVISORY SERVICES INC 83,117 4,787,000 1.11%
25 CITADEL ADVISORS LLC 80,262 4,622,000 1.07%
26 SPC Financial, Inc. 66,690 3,841,000 0.89%
27 WELL DONE, LLC 61,392 3,536,000 0.82%
28 CIBC Private Wealth Group LLC 59,665 3,436,000 0.80%
29 ROYAL BANK OF CANADA 43,030 2,479,000 0.58%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,581 1,992,000 0.46%
31 Allen Investment Management, LLC 33,123 1,908,000 0.44%
32 BSC PRIVATE WEALTH MANAGEMENT, LLC 30,384 1,777,000 0.41%
33 Cetera Advisors LLC 26,355 1,525,000 0.35%
34 ProVise Management Group, LLC 25,516 1,469,000 0.34%
35 MCADAM, LLC 24,902 1,434,000 0.33%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,798 1,198,000 0.28%
37 CREDIT SUISSE AG/ 19,883 1,145,000 0.27%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,100 1,100,000 0.26% Put
39 Cambridge Investment Research Advisors, Inc. 18,323 1,055,000 0.25%
40 MSI Financial Services Inc 18,222 1,049,000 0.24%
41 SG Americas Securities, LLC 17,148 988,000 0.23%
42 ADVISOR GROUP, INC. 15,650 900,000 0.21%
43 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,121 871,000 0.20%
44 MARINER INDEPENDENT ADVISOR NETWORK, LLC 15,066 868,000 0.20%
45 PEDDOCK CAPITAL ADVISORS, LLC 14,511 836,000 0.19%
46 FLOW TRADERS U.S. LLC 14,249 821,000 0.19%
47 JPMORGAN CHASE & CO 13,841 797,000 0.19%
48 Tuttle Capital Management, LLC 12,443 716,000 0.17%
49 MARIETTA WEALTH MANAGEMENT, LLC 12,402 714,000 0.17%
50 STIFEL FINANCIAL CORP 12,285 706,000 0.16%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.