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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 93 Institutional holders with a total value of $307,304,214.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Orion Porfolio Solutions, LLC 709,426 37,507,000 12.21%
2 MORGAN STANLEY 600,445 31,745,000 10.33%
3 ARMBRUSTER CAPITAL MANAGEMENT, INC. 518,970 27,438,000 8.93%
4 BANK OF AMERICA CORP /DE/ 379,107 20,043,000 6.52%
5 UBS Group AG 330,366 17,466,000 5.68%
6 RAYMOND JAMES & ASSOCIATES 327,976 17,340,000 5.64%
7 BANK OF STOCKTON 251,253 13,284,000 4.32%
8 LPL Financial LLC 227,556 11,888,000 3.87%
9 ENVESTNET ASSET MANAGEMENT INC 202,140 10,687,000 3.48%
10 WELLS FARGO & COMPANY/MN 199,221 10,533,000 3.43%
11 Financial Architects, Inc 187,666 9,922,000 3.23%
12 WELL DONE, LLC 175,348 9,271,000 3.02%
13 HighTower Advisors, LLC 174,739 9,238,000 3.01%
14 HIGHLAND CAPITAL MANAGEMENT, LLC 165,495 8,750,000 2.85%
15 PARK AVENUE SECURITIES LLC 159,009 8,365,000 2.72%
16 REZNY WEALTH MANAGEMENT, INC. 152,473 8,061,000 2.62%
17 Commonwealth Equity Services, Inc 115,907 6,128,000 1.99%
18 SHINE INVESTMENT ADVISORY SERVICES INC 83,645 4,422,000 1.44%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 80,243 4,242,000 1.38%
20 CIBC Private Wealth Group LLC 59,665 3,154,000 1.03%
21 AMERIPRISE FINANCIAL INC 48,612 2,570,000 0.84%
22 Chevy Chase Trust Holdings, LLC 42,855 2,266,000 0.74%
23 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 38,183 2,019,000 0.66%
24 Allen Investment Management, LLC 33,123 1,751,000 0.57%
25 ROYAL BANK OF CANADA 32,037 1,694,000 0.55%
26 BSC PRIVATE WEALTH MANAGEMENT, LLC 26,978 1,409,000 0.46%
27 MSI Financial Services Inc 25,632 1,355,000 0.44%
28 Cetera Advisors LLC 24,488 1,297,000 0.42%
29 CREDIT SUISSE AG/ 23,721 1,254,000 0.41%
30 CITADEL ADVISORS LLC 22,898 1,211,000 0.39%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,862 1,050,000 0.34%
32 IndexIQ Advisors LLC 19,230 1,017,000 0.33%
33 ADVISOR GROUP, INC. 15,685 829,000 0.27%
34 SG Americas Securities, LLC 15,560 823,000 0.27%
35 Cambridge Investment Research Advisors, Inc. 15,445 817,000 0.27%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,420 815,000 0.27%
37 MARINER INDEPENDENT ADVISOR NETWORK, LLC 15,066 797,000 0.26%
38 MILLENNIUM MANAGEMENT LLC 14,387 761,000 0.25%
39 CITIGROUP INC 13,188 697,000 0.23%
40 PEDDOCK CAPITAL ADVISORS, LLC 12,854 680,000 0.22%
41 BB&T SECURITIES, LLC 12,624 667,000 0.22%
42 ALESCO ADVISORS LLC 12,552 664,000 0.22%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,100 640,000 0.21% Put
44 GOLDMAN SACHS GROUP INC 11,749 621,000 0.20%
45 Tower Research Capital LLC (TRC) 11,663 616,000 0.20%
46 First Allied Advisory Services, Inc. 8,625 456,000 0.15%
47 Stockman Wealth Management, Inc. 8,500 449,000 0.15%
48 JNBA Financial Advisors 8,094 428,000 0.14%
49 SIGNATUREFD, LLC 8,094 428,000 0.14%
50 Meiji Yasuda Life Insurance Co 7,400 391,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.